# Weitzel Financial Services, Inc.

> Weitzel Financial Services, Inc. is an SEC-registered investment advisory firm in Dubuque, IA, registered since 2020, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 24, 2026.

- CRD: 27346
- Filed as: WEITZEL FINANCIAL SERVICES, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Dubuque, IA
- Filing period: October 2026
- Form ADV filing dated: September 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/27346
- AdvisorCensus page: https://advisorcensus.com/firm/weitzel-financial-services-inc-dubuque-ia-27346

## Quick answers

**How is Weitzel Financial Services, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Weitzel Financial Services, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Weitzel Financial Services, Inc. located?**
Weitzel Financial Services, Inc.'s principal office is in Dubuque, IA, according to its Form ADV.

**Is Weitzel Financial Services, Inc. registered with the SEC or a state?**
Weitzel Financial Services, Inc. is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 27346.

**How much does Weitzel Financial Services, Inc. manage?**
Weitzel Financial Services, Inc. reports $327,771,408 in regulatory assets under management in its Form ADV filing dated September 24, 2026 (99% discretionary).

**How have Weitzel Financial Services, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Weitzel Financial Services, Inc.: Regulatory assets under management: $162,328,667 in the October 2021 data and $327,771,408 in the October 2026 data, up 102%. Total employees: 3 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Weitzel Financial Services, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (831); high net worth individuals (303).

**Which custodians does Weitzel Financial Services, Inc. use?**
Weitzel Financial Services, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Weitzel Financial Services, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/27346

**What changed in Weitzel Financial Services, Inc.'s recent Form ADV filings?**
In the August 2026 filing data: Registered or notice-filed in NE, SD.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $327,771,408
- Discretionary: $324,653,982
- Non-discretionary: $3,117,426

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 831 | $142,674,453 |
| High net worth individuals | 303 | $185,096,955 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2020 (6 years)
- Employees: 4 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, IA, IL, NE, SD, TX, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- weitzelfinancial.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $162,328,667 | 3 | March 30, 2021 |
| October 2022 | $209,206,357 | 3 | March 31, 2022 |
| October 2023 | $199,140,728 | 3 | September 26, 2023 |
| October 2024 | $238,564,031 | 3 | March 27, 2024 |
| October 2025 | $274,305,590 | 3 | March 31, 2025 |
| October 2026 | $327,771,408 | 4 | September 24, 2026 |

Regulatory assets under management: $162,328,667 in the October 2021 data and $327,771,408 in the October 2026 data, up 102%.
Total employees: 3 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### August 2026
- Registered or notice-filed in NE, SD.

### February 2026
- Employees performing advisory functions went from 3 to 4.
- Regulatory assets under management went from $274,305,590 to $327,771,408 (+19%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Weitzel Financial Services, Inc. (CRD 27346): Form ADV filing data as of October 2026.