# Weiss Financial Group LLC

> Weiss Financial Group LLC is an SEC-registered investment advisory firm in Mahopac, NY, registered since 2011, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated January 27, 2026.

- CRD: 159331
- Filed as: WEISS FINANCIAL GROUP LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Mahopac, NY
- Filing period: October 2026
- Form ADV filing dated: January 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/159331
- AdvisorCensus page: https://advisorcensus.com/firm/weiss-financial-group-llc-mahopac-ny-159331

## Quick answers

**How is Weiss Financial Group LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Weiss Financial Group LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Weiss Financial Group LLC located?**
Weiss Financial Group LLC's principal office is in Mahopac, NY, according to its Form ADV.

**Is Weiss Financial Group LLC registered with the SEC or a state?**
Weiss Financial Group LLC is an SEC-registered investment advisory firm, registered since 2011. Status as filed: Approved. CRD 159331.

**How much does Weiss Financial Group LLC manage?**
Weiss Financial Group LLC reports $90,045,189 in regulatory assets under management in its Form ADV filing dated January 27, 2026 (96% discretionary).

**How have Weiss Financial Group LLC's assets and staff changed since 2021?**
In the Form ADV data for Weiss Financial Group LLC: Regulatory assets under management: $73,324,927 in the October 2021 data and $90,045,189 in the October 2026 data, up 23%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Weiss Financial Group LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (74); high net worth individuals (31); pension and profit sharing plans (but not the plan participants or government pension plans) (3).

**Which custodians does Weiss Financial Group LLC use?**
Weiss Financial Group LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Altruist Financial LLC and Charles Schwab & Co., Inc. as custodians holding 10% or more of its separately managed account assets.

**Does Weiss Financial Group LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/159331

**What changed in Weiss Financial Group LLC's recent Form ADV filings?**
In the February 2026 filing data: Regulatory assets under management went from $76,153,515 to $90,045,189 (+18%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Altruist Financial LLC
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $90,045,189
- Discretionary: $86,758,189
- Non-discretionary: $3,287,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 74 | $22,576,869 |
| High net worth individuals | 31 | $58,841,632 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 3 | $8,524,266 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 1 | $102,422 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2011 (14 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- mahopacmoney.com
- monkeybizness.blog
- yelp.com/BIZ/WEISS-FINANCIAL-GROUP-MAHOPAC
- Facebook @KEYTH.WEISS
- Facebook @SCOTT.WEISS.779
- Facebook @WEISSFINANCIALGROUP
- Instagram @KEYTH.WEISS
- LinkedIn @WEISS-FINANCIAL-GROUP
- LinkedIn @KEITHDWEISS
- LinkedIn @SCOTTGWEISS
- X @KEYTHWEISS
- X @_SCOTTGWEISS
- YouTube @UCP1KEQTX4DAW6M6H0VMGPKG

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $73,324,927 | 2 | September 24, 2021 |
| October 2022 | $77,076,933 | 2 | February 7, 2022 |
| October 2023 | $61,215,717 | 2 | September 12, 2023 |
| October 2024 | $67,704,432 | 2 | March 15, 2024 |
| October 2025 | $76,153,515 | 2 | January 15, 2025 |
| October 2026 | $90,045,189 | 2 | January 27, 2026 |

Regulatory assets under management: $73,324,927 in the October 2021 data and $90,045,189 in the October 2026 data, up 23%.
Total employees: 2 in October 2021 and 2 in October 2026.

## Changes in the filing (last 12 months)

### February 2026
- Regulatory assets under management went from $76,153,515 to $90,045,189 (+18%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Weiss Financial Group LLC (CRD 159331): Form ADV filing data as of October 2026.