# Weinand Financial, Inc.

> Weinand Financial, Inc. is an SEC-registered investment advisory firm in Lacey, WA, registered since 2023, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 27, 2026.

- CRD: 328590
- Filed as: WEINAND FINANCIAL, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Lacey, WA
- Filing period: October 2026
- Form ADV filing dated: March 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/328590
- AdvisorCensus page: https://advisorcensus.com/firm/weinand-financial-inc-lacey-wa-328590

## Quick answers

**How is Weinand Financial, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Weinand Financial, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Weinand Financial, Inc. charge?**
Its Form ADV Part 2A brochure dated March 27, 2026 states: Flat fee: $2,500 to $7,500 (financial planning and consulting engagements); Hourly rate: $500 an hour (discrete financial consulting services or project-based services); Flat fee: $50 to $125 (educational seminars). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Weinand Financial, Inc. located?**
Weinand Financial, Inc.'s principal office is in Lacey, WA, according to its Form ADV.

**Is Weinand Financial, Inc. registered with the SEC or a state?**
Weinand Financial, Inc. is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 328590.

**How much does Weinand Financial, Inc. manage?**
Weinand Financial, Inc. reports $610,380,000 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (99% discretionary).

**How have Weinand Financial, Inc.'s assets and staff changed since 2024?**
In the Form ADV data for Weinand Financial, Inc.: Regulatory assets under management: $443,430,020 in the October 2024 data and $610,380,000 in the October 2026 data, up 38%. Total employees: 4 in October 2024 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Weinand Financial, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (270); high net worth individuals (167); pension and profit sharing plans (but not the plan participants or government pension plans) (1).

**Which custodians does Weinand Financial, Inc. use?**
Weinand Financial, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Capital Client Group, Inc. and Charles Schwab & Co., Inc. as custodians holding 10% or more of its separately managed account assets.

**Does Weinand Financial, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/328590

**Does Weinand Financial, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated March 27, 2026 says: "We typically require a minimum account balance of $500,000 to commence and maintain a wealth management services relationship with our firm. We may waive these minimums in our sole discretion for individual clients."

**What changed in Weinand Financial, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 2 to 1. Regulatory assets under management went from $504,467,753 to $610,380,000 (+21%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 27, 2026)

- Account minimum: $500,000 (the brochure says it may be waived or negotiated)

> We typically require a minimum account balance of $500,000 to commence and maintain a wealth management services relationship with our firm. We may waive these minimums in our sole discretion for individual clients.

- Flat fee: $2,500 to $7,500 (financial planning and consulting engagements)

> For financial planning and consulting engagements, we typically charge fixed fees ranging from $2,500 - $7,500.

- Hourly rate: $500 an hour (discrete financial consulting services or project-based services)

> On occasion, we may offer discrete financial consulting services or project-based services for hourly fees of up to $500 per hour.

- Flat fee: $50 to $125 (educational seminars)

> Advisory fees for educational seminars typically take the form of a fixed registration fee ranging from $50 – $125, depending on the nature and scope of the course and course materials to be distributed.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Capital Client Group, Inc.
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $610,380,000
- Discretionary: $603,784,601
- Non-discretionary: $6,595,399

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 270 | $202,104,101 |
| High net worth individuals | 167 | $405,103,510 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $3,172,389 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | Not reported | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2023 (2 years)
- Employees: 5 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, FL, ID, MT, OR, TX, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- weinand.us

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $443,430,020 | 4 | March 26, 2024 |
| October 2025 | $504,467,753 | 5 | March 31, 2025 |
| October 2026 | $610,380,000 | 5 | March 27, 2026 |

Regulatory assets under management: $443,430,020 in the October 2024 data and $610,380,000 in the October 2026 data, up 38%.
Total employees: 4 in October 2024 and 5 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 2 to 1.
- Regulatory assets under management went from $504,467,753 to $610,380,000 (+21%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Weinand Financial, Inc. (CRD 328590): Form ADV filing data as of October 2026.