# Weathervane Asset Management LLC

> Weathervane Asset Management LLC is an SEC-registered investment advisory firm in Fort Lauderdale, FL, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 24, 2026.

- CRD: 312424
- Filed as: WEATHERVANE ASSET MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Fort Lauderdale, FL
- Filing period: October 2026
- Form ADV filing dated: September 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/312424
- AdvisorCensus page: https://advisorcensus.com/firm/weathervane-asset-management-llc-fort-lauderdale-fl-312424

## Quick answers

**How is Weathervane Asset Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Weathervane Asset Management LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is Weathervane Asset Management LLC located?**
Weathervane Asset Management LLC's principal office is in Fort Lauderdale, FL, according to its Form ADV; the October 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Weathervane Asset Management LLC registered with the SEC or a state?**
Weathervane Asset Management LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 312424.

**How much does Weathervane Asset Management LLC manage?**
Weathervane Asset Management LLC reports $384,119,258 in regulatory assets under management in its Form ADV filing dated September 24, 2026 (100% discretionary).

**How have Weathervane Asset Management LLC's assets and staff changed since 2021?**
In the Form ADV data for Weathervane Asset Management LLC: Regulatory assets under management: $202,286,400 in the October 2021 data and $384,119,258 in the October 2026 data, up 90%. Total employees: 1 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Weathervane Asset Management LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (65); high net worth individuals (5).

**Which custodians does Weathervane Asset Management LLC use?**
Weathervane Asset Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Weathervane Asset Management LLC report any disciplinary disclosures?**
Reports 4 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation), 11.D(4) (another regulator's order in the past ten years), 11.D(5) (another regulator's denial, suspension, or revocation of a registration or license, bar, or restriction), and 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/312424

**What changed in Weathervane Asset Management LLC's recent Form ADV filings?**
In the October 2026 filing data: Changed its office addresses in New York, NY. Added an office in Hauppauge, NY.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $384,119,258
- Discretionary: $384,119,258
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 5 | $3,222,187 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 65 | $380,897,071 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2021 (5 years)
- Employees: 4 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL, NH, NJ, NY, TX, VA
- Disclosures (Item 11): Reports 4 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.D(5): Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/312424

### Other offices (Schedule D, Section 1.F), as of the October 2026 filing
- Hauppauge, NY
- New York, NY

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $202,286,400 | 1 | August 19, 2021 |
| October 2022 | $238,480,659 | 3 | June 1, 2022 |
| October 2023 | $318,262,349 | 3 | June 2, 2023 |
| October 2024 | $332,447,482 | 3 | March 27, 2024 |
| October 2025 | $260,305,649 | 5 | June 6, 2025 |
| October 2026 | $384,119,258 | 4 | September 24, 2026 |

Regulatory assets under management: $202,286,400 in the October 2021 data and $384,119,258 in the October 2026 data, up 90%.
Total employees: 1 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Changed its office addresses in New York, NY.
- Added an office in Hauppauge, NY.

### April 2026
- Regulatory assets under management went from $260,305,649 to $384,119,258 (+48%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Weathervane Asset Management LLC (CRD 312424): Form ADV filing data as of October 2026.