# Weatherly Asset Management

> Weatherly Asset Management is an SEC-registered investment advisory firm in Del Mar, CA, registered since 1995, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated February 25, 2026.

- CRD: 106935
- Filed as: WEATHERLY ASSET MANAGEMENT
- Legal name: Weatherly Asset Management LP
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Del Mar, CA
- Filing period: October 2026
- Form ADV filing dated: February 25, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/106935
- AdvisorCensus page: https://advisorcensus.com/firm/weatherly-asset-management-del-mar-ca-106935

## Quick answers

**How is Weatherly Asset Management compensated?**
On its Form ADV (Item 5.E, October 2026), Weatherly Asset Management reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); other.

**Where is Weatherly Asset Management located?**
Weatherly Asset Management's principal office is in Del Mar, CA, according to its Form ADV.

**Is Weatherly Asset Management registered with the SEC or a state?**
Weatherly Asset Management is an SEC-registered investment advisory firm, registered since 1995. Status as filed: Approved. CRD 106935.

**How much does Weatherly Asset Management manage?**
Weatherly Asset Management reports $1,677,953,909 in regulatory assets under management in its Form ADV filing dated February 25, 2026 (99% discretionary).

**How have Weatherly Asset Management's assets and staff changed since 2021?**
In the Form ADV data for Weatherly Asset Management: Regulatory assets under management: $1,028,003,842 in the October 2021 data and $1,677,953,909 in the October 2026 data, up 63%. Total employees: 13 in October 2021 and 16 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Weatherly Asset Management serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (281); individuals (other than high net worth individuals) (90); pension and profit sharing plans (but not the plan participants or government pension plans) (5).

**Which custodians does Weatherly Asset Management use?**
Weatherly Asset Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC (affiliated with the firm) as a custodian holding 10% or more of its separately managed account assets.

**Does Weatherly Asset Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/106935

**What changed in Weatherly Asset Management's recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $1,502,521,887 to $1,677,953,909 (+12%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Other

### Custodians (Schedule D, Section 5.K(3))
- National Financial Services LLC (affiliated with the firm)

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,677,953,909
- Discretionary: $1,664,879,238
- Non-discretionary: $13,074,671

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 90 | $38,651,847 |
| High net worth individuals | 281 | $1,584,735,873 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 5 | $45,654,198 |
| Charitable organizations | 3 | $3,539,890 |
| Corporations or other businesses not listed above | 2 | $5,372,101 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Publication of periodicals or newsletters

### Firm details
- Registered since: 1995 (31 years)
- Employees: 16 total, 10 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, FL, IL, LA, MA, NH, NV, NY, OR, TX, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- weatherlyassetmgt.com
- Facebook @WEATHERLYASSETMGT
- LinkedIn @weatherly-asset-management
- X @WEATHERLYASSET

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,028,003,842 | 13 | March 25, 2021 |
| October 2022 | $1,218,852,775 | 14 | March 4, 2022 |
| October 2023 | $1,013,762,056 | 15 | February 1, 2023 |
| October 2024 | $1,266,721,418 | 14 | February 22, 2024 |
| October 2025 | $1,502,521,887 | 15 | March 3, 2025 |
| October 2026 | $1,677,953,909 | 16 | February 25, 2026 |

Regulatory assets under management: $1,028,003,842 in the October 2021 data and $1,677,953,909 in the October 2026 data, up 63%.
Total employees: 13 in October 2021 and 16 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $1,502,521,887 to $1,677,953,909 (+12%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Weatherly Asset Management (CRD 106935): Form ADV filing data as of October 2026.