# Weatherhelm Capital Management LLC

> Weatherhelm Capital Management LLC is an SEC-registered investment advisory firm in Cambridge, NY, registered since 2015, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 18, 2026.

- CRD: 175019
- Filed as: WEATHERHELM CAPITAL MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Cambridge, NY
- Filing period: October 2026
- Form ADV filing dated: March 18, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/175019
- AdvisorCensus page: https://advisorcensus.com/firm/weatherhelm-capital-management-llc-cambridge-ny-175019

## Quick answers

**How is Weatherhelm Capital Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Weatherhelm Capital Management LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; performance-based fees.

**Where is Weatherhelm Capital Management LLC located?**
Weatherhelm Capital Management LLC's principal office is in Cambridge, NY, according to its Form ADV.

**Is Weatherhelm Capital Management LLC registered with the SEC or a state?**
Weatherhelm Capital Management LLC is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 175019.

**How much does Weatherhelm Capital Management LLC manage?**
Weatherhelm Capital Management LLC reports $90,630,554 in regulatory assets under management in its Form ADV filing dated March 18, 2026 (97% discretionary).

**How have Weatherhelm Capital Management LLC's assets and staff changed since 2021?**
In the Form ADV data for Weatherhelm Capital Management LLC: Regulatory assets under management: $45,552,810 in the October 2021 data and $90,630,554 in the October 2026 data, up 99%. Total employees: 2 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Weatherhelm Capital Management LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (65); high net worth individuals (12).

**Which custodians does Weatherhelm Capital Management LLC use?**
Weatherhelm Capital Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Interactive Brokers LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Weatherhelm Capital Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/175019

**What changed in Weatherhelm Capital Management LLC's recent Form ADV filings?**
In the April 2026 filing data: No longer lists an office in Scottsdale, AZ. Registered or notice-filed in TN.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- Interactive Brokers LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $90,630,554
- Discretionary: $87,530,829
- Non-discretionary: $3,099,725

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 65 | $17,814,338 |
| High net worth individuals | 12 | $70,770,885 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $924,393 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | Fewer than 5 | $1,120,938 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2015 (11 years)
- Employees: 4 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, FL, NH, NY, OH, RI, TN, TX, VT, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- weatherhelm.com
- LinkedIn @WEATHERHELM-CAPITAL-MANAGEMENT-LLC

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $45,552,810 | 2 | April 28, 2021 |
| October 2022 | $49,418,370 | 2 | March 10, 2022 |
| October 2023 | $57,115,566 | 2 | March 9, 2023 |
| October 2024 | $67,983,888 | 2 | May 1, 2024 |
| October 2025 | $82,790,711 | 5 | June 13, 2025 |
| October 2026 | $90,630,554 | 4 | March 18, 2026 |

Regulatory assets under management: $45,552,810 in the October 2021 data and $90,630,554 in the October 2026 data, up 99%.
Total employees: 2 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- No longer lists an office in Scottsdale, AZ.
- Registered or notice-filed in TN.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Weatherhelm Capital Management LLC (CRD 175019): Form ADV filing data as of October 2026.