# Weatherford Capital Management

> Weatherford Capital Management is an SEC-registered investment advisory firm in Tampa, FL, registered since 2020, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 304514
- Filed as: WEATHERFORD CAPITAL MANAGEMENT
- Legal name: Weatherford Capital Management LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Tampa, FL
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/304514
- AdvisorCensus page: https://advisorcensus.com/firm/weatherford-capital-management-tampa-fl-304514

## Quick answers

**How is Weatherford Capital Management compensated?**
On its Form ADV (Item 5.E, October 2026), Weatherford Capital Management reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**How much does Weatherford Capital Management charge?**
Its Form ADV Part 2A brochure dated March 30, 2026 states: Asset-based fee: 1% to 2% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Weatherford Capital Management located?**
Weatherford Capital Management's principal office is in Tampa, FL, according to its Form ADV; the April 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Weatherford Capital Management registered with the SEC or a state?**
Weatherford Capital Management is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 304514.

**How much does Weatherford Capital Management manage?**
Weatherford Capital Management reports $1,045,821,873 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**How have Weatherford Capital Management's assets and staff changed since 2021?**
In the Form ADV data for Weatherford Capital Management: Regulatory assets under management: $387,777,435 in the October 2021 data and $1,045,821,873 in the October 2026 data, up 170%. Total employees: 10 in October 2021 and 14 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Weatherford Capital Management serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (21).

**Does Weatherford Capital Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/304514

**Does Weatherford Capital Management state an account minimum?**
Its Form ADV Part 2A brochure dated March 30, 2026 says: "Each Fund will generally have a minimum investment amount of $2.5 million for third-party Investors in the Funds, and Fund interests will be offered and sold solely to accredited investors who are also qualified clients. Such minimum investment amounts may be waived by the Adviser."

**What changed in Weatherford Capital Management's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 10 to 12. Regulatory assets under management went from $927,700,013 to $1,045,821,873 (+13%). Added an office in Chicago, IL. Registered or notice-filed in IL.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated March 30, 2026)

- Asset-based fee: 1% to 2% a year (a range, as the brochure states it)

> During the period from the initial closing of capital commitments in the Fund until the end of the investment period, the Management Fee will generally be paid at an annual rate ranging from 1% and 2% of aggregate capital commitments.

- Account minimum: $2,500,000 (the brochure says it may be waived or negotiated)

> Each Fund will generally have a minimum investment amount of $2.5 million for third-party Investors in the Funds, and Fund interests will be offered and sold solely to accredited investors who are also qualified clients. Such minimum investment amounts may be waived by the Adviser.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $1,045,821,873
- Discretionary: $1,045,821,873
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 21 | $1,045,821,873 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2020 (6 years)
- Employees: 14 total, 12 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, IL, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Chicago, IL
- Dallas, TX

### Websites listed on Form ADV (Item 1.I)
- [weatherfordcapital.com](https://weatherfordcapital.com)
- LinkedIn @weatherford-capital
- X @weatherfordcap

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $387,777,435 | 10 | May 14, 2021 |
| October 2022 | $683,788,389 | 11 | March 28, 2022 |
| October 2023 | $698,362,285 | 15 | March 30, 2023 |
| October 2024 | $920,048,639 | 14 | March 26, 2024 |
| October 2025 | $927,700,013 | 13 | March 31, 2025 |
| October 2026 | $1,045,821,873 | 14 | March 30, 2026 |

Regulatory assets under management: $387,777,435 in the October 2021 data and $1,045,821,873 in the October 2026 data, up 170%.
Total employees: 10 in October 2021 and 14 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 10 to 12.
- Regulatory assets under management went from $927,700,013 to $1,045,821,873 (+13%).
- Added an office in Chicago, IL.
- Registered or notice-filed in IL.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Weatherford Capital Management (CRD 304514): Form ADV filing data as of October 2026.