{ "crd_number": 120278, "slug": "wealthy-and-wise-family-office-columbia-md-120278", "primary_business_name": "WEALTHY & WISE FAMILY OFFICE", "legal_name": "PTC INTERNATIONAL PORTFOLIO MANAGEMENT, INC.", "dbas": [], "city": "Columbia", "state": "MD", "country": "United States", "cbsa_code": "12580", "metro": { "cbsa_code": "12580", "common_name": "Baltimore", "msa_name": "Baltimore-Columbia-Towson, MD", "path": "/advisors/md/baltimore" }, "registration_type": "state", "registration_status": "APPROVED", "registration_date": "2006-09-08", "years_registered": 20, "period": "2026-10-01", "filing_date": "2026-03-30", "carried_forward": false, "raum_total": 63100000.0, "raum_discretionary": 63100000.0, "raum_non_discretionary": 0.0, "raum_band": "25m_100m", "raum_band_label": "$25 million to $100 million", "total_employees": 6, "advisory_employees": 3, "client_count_bucket": null, "clients_by_type": { "individuals": { "raum": 11900000.0, "count": 174 }, "high_net_worth_individuals": { "raum": 51200000.0, "count": 14 } }, "compensation_types": [ "fixed", "hourly", "percentage_of_aum" ], "advisory_activities": [ "educational_seminars", "financial_planning", "portfolio_management_businesses_institutional", "portfolio_management_individuals" ], "wrap_fee_participant": false, "disclosure_yes_count": 2, "states_registered": [ "MD" ], "websites": [ "https://facebook.com/MDINVESTED", "https://instagram.com/MDINVESTED", "https://investedadvisory.com", "https://linkedin.com/COMPANY/MDINVESTED", "https://twitter.com/MDINVESTED", "https://wealthyandwisefamilyoffice.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/120278", "disclosure_items": [ { "item": "11.D(1)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?" }, { "item": "11.D(2)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?" } ], "city_as_filed": "COLUMBIA", "url": "https://advisorcensus.com/firm/wealthy-and-wise-family-office-columbia-md-120278", "display_name": "Wealthy & Wise Family Office", "summary": "Wealthy & Wise Family Office is a state-registered investment advisory firm in Columbia, MD, registered since 2006, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.", "citation": "AdvisorCensus. Wealthy & Wise Family Office (CRD 120278): Form ADV filing data as of October 2026.", "registration_type_label": "State-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Portfolio management for businesses (other than small businesses) or institutional clients", "Educational seminars/workshops" ], "quick_answers": [ { "q": "How is Wealthy & Wise Family Office compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Wealthy & Wise Family Office reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)." }, { "q": "Where is Wealthy & Wise Family Office located?", "a": "Wealthy & Wise Family Office's principal office is in Columbia, MD, according to its Form ADV." }, { "q": "Is Wealthy & Wise Family Office registered with the SEC or a state?", "a": "Wealthy & Wise Family Office is a state-registered investment advisory firm, registered since 2006. Status as filed: APPROVED. CRD 120278." }, { "q": "How much does Wealthy & Wise Family Office manage?", "a": "Wealthy & Wise Family Office reports $63,100,000 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary)." }, { "q": "What types of clients does Wealthy & Wise Family Office serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (174); high net worth individuals (14)." }, { "q": "Does Wealthy & Wise Family Office report any disciplinary disclosures?", "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(1) (another regulator's finding of a false statement or omission, or of dishonest, unfair, or unethical conduct) and 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/120278" } ], "filing_history": [], "recent_changes": [], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/wealthy-and-wise-family-office-columbia-md-120278.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 174, "fewer_than_5": false, "raum": 11900000.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 14, "fewer_than_5": false, "raum": 51200000.0 } ], "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/120278", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }