# Wealthview Capital, LLC

> Wealthview Capital, LLC is an SEC-registered investment advisory firm in Jackson, MS, registered since 2014, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 9, 2026.

- CRD: 149476
- Filed as: WEALTHVIEW CAPITAL, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Jackson, MS
- Filing period: October 2026
- Form ADV filing dated: June 9, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/149476
- AdvisorCensus page: https://advisorcensus.com/firm/wealthview-capital-llc-jackson-ms-149476

## Quick answers

**How is Wealthview Capital, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Wealthview Capital, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**What does Wealthview Capital, LLC's brochure say about its fees?**
Its Form ADV Part 2A brochure dated June 9, 2026 states: Asset-based fee: up to 1% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Wealthview Capital, LLC located?**
Wealthview Capital, LLC's principal office is in Jackson, MS, according to its Form ADV; the July 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Wealthview Capital, LLC registered with the SEC or a state?**
Wealthview Capital, LLC is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 149476.

**How much does Wealthview Capital, LLC manage?**
Wealthview Capital, LLC reports $319,473,403 in regulatory assets under management in its Form ADV filing dated June 9, 2026 (99% discretionary).

**How have Wealthview Capital, LLC's assets and staff changed since 2021?**
In the Form ADV data for Wealthview Capital, LLC: Regulatory assets under management: $253,744,329 in the October 2021 data and $319,473,403 in the October 2026 data, up 26%. Total employees: 7 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Wealthview Capital, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (113); high net worth individuals (78); pension and profit sharing plans (but not the plan participants or government pension plans) (2).

**Which custodians does Wealthview Capital, LLC use?**
Wealthview Capital, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Pershing Advisor Solutions LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Wealthview Capital, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/149476

**Does Wealthview Capital, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated June 9, 2026 says: "Wealthview does not presently require a minimum account size or annual fee."

**What changed in Wealthview Capital, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 2 to 4. Regulatory assets under management went from $286,766,435 to $319,473,403 (+11%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated June 9, 2026)

- Asset-based fee: up to 1% of assets a year (the maximum the brochure states)

> For Comprehensive Wealth Management and/or Professional Asset Management Wealthview charges an advisory fee of up to 1.00% annually based on the value of the assets over which it has discretionary authority.

- Account minimum: None

> Wealthview does not presently require a minimum account size or annual fee.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Pershing Advisor Solutions LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $319,473,403
- Discretionary: $316,943,514
- Non-discretionary: $2,529,889

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 113 | $37,953,187 |
| High net worth individuals | 78 | $281,014,623 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 2 | $505,593 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Publication of periodicals or newsletters
- Educational seminars/workshops

### Firm details
- Registered since: 2014 (12 years)
- Employees: 9 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AL, CO, LA, MS, OH, TN, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the July 2026 filing
- New Orleans, LA

### Websites listed on Form ADV (Item 1.I)
- wealthviewcapital.com
- Facebook @WEALTHVIEWCAPITAL
- LinkedIn @COMPANYWEALTHVIEW-CAPITAL-LLC

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $253,744,329 | 7 | March 10, 2021 |
| October 2022 | $264,077,733 | 7 | February 28, 2022 |
| October 2023 | $250,950,733 | 7 | March 22, 2023 |
| October 2024 | $270,476,112 | 6 | February 23, 2024 |
| October 2025 | $286,766,435 | 6 | March 27, 2025 |
| October 2026 | $319,473,403 | 9 | June 9, 2026 |

Regulatory assets under management: $253,744,329 in the October 2021 data and $319,473,403 in the October 2026 data, up 26%.
Total employees: 7 in October 2021 and 9 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 2 to 4.
- Regulatory assets under management went from $286,766,435 to $319,473,403 (+11%).
- Updated its list of owners and control persons (Schedule A).

### January 2026
- Registered or notice-filed in OH.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Wealthview Capital, LLC (CRD 149476): Form ADV filing data as of October 2026.