# Wealthspring Capital LLC

> Wealthspring Capital LLC is an SEC-registered investment advisory firm in West Harrison, NY, registered since 2019, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated August 18, 2026.

- CRD: 301040
- Filed as: WEALTHSPRING CAPITAL LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: West Harrison, NY
- Filing period: October 2026
- Form ADV filing dated: August 18, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/301040
- AdvisorCensus page: https://advisorcensus.com/firm/wealthspring-capital-llc-west-harrison-ny-301040

## Quick answers

**How is Wealthspring Capital LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Wealthspring Capital LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is Wealthspring Capital LLC located?**
Wealthspring Capital LLC's principal office is in West Harrison, NY, according to its Form ADV.

**Is Wealthspring Capital LLC registered with the SEC or a state?**
Wealthspring Capital LLC is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 301040.

**How much does Wealthspring Capital LLC manage?**
Wealthspring Capital LLC reports $514,983,003 in regulatory assets under management in its Form ADV filing dated August 18, 2026 (100% discretionary).

**How have Wealthspring Capital LLC's assets and staff changed since 2021?**
In the Form ADV data for Wealthspring Capital LLC: Regulatory assets under management: $353,712,870 in the October 2021 data and $514,983,003 in the October 2026 data, up 46%. Total employees: 3 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Wealthspring Capital LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (110); corporations or other businesses not listed above (8); other investment advisers (6).

**Which custodians does Wealthspring Capital LLC use?**
Wealthspring Capital LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Pershing Advisor Solutions LLC as custodians holding 10% or more of its separately managed account assets.

**Does Wealthspring Capital LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/301040

**What changed in Wealthspring Capital LLC's recent Form ADV filings?**
In the March 2026 filing data: Employees performing advisory functions went from 3 to 4. Regulatory assets under management went from $454,865,950 to $514,983,003 (+13%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Pershing Advisor Solutions LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $514,983,003
- Discretionary: $514,983,003
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $569,539 |
| High net worth individuals | 110 | $90,328,178 |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $13,123,174 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $4,182,822 |
| Charitable organizations | Fewer than 5 | $1,010,072 |
| Other investment advisers | 6 | $348,447,036 |
| Corporations or other businesses not listed above | 8 | $57,322,182 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2019 (6 years)
- Employees: 5 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CO, CT, FL, MA, MI, NE, NH, NJ, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- wealthspringcapital.com
- LinkedIn @wealthspring-capital

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $353,712,870 | 3 | March 24, 2021 |
| October 2022 | $807,787,935 | 5 | September 19, 2022 |
| October 2023 | $554,593,765 | 7 | July 30, 2023 |
| October 2024 | $503,434,486 | 5 | September 9, 2024 |
| October 2025 | $454,865,950 | 6 | May 14, 2025 |
| October 2026 | $514,983,003 | 5 | August 18, 2026 |

Regulatory assets under management: $353,712,870 in the October 2021 data and $514,983,003 in the October 2026 data, up 46%.
Total employees: 3 in October 2021 and 5 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Employees performing advisory functions went from 3 to 4.
- Regulatory assets under management went from $454,865,950 to $514,983,003 (+13%).

### January 2026
- No longer registered or notice-filed in IL.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Wealthspring Capital LLC (CRD 301040): Form ADV filing data as of October 2026.