# Wealthspire Advisors

> Wealthspire Advisors is an SEC-registered investment advisory firm in New York, NY, registered since 1995, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated April 30, 2026.

- CRD: 106181
- Filed as: WEALTHSPIRE ADVISORS
- Legal name: Wealthspire Advisors LLC
- Also doing business as: WEALTHSPIRE, WEALTHSPIRE ADVISORS
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: April 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/106181
- AdvisorCensus page: https://advisorcensus.com/firm/wealthspire-advisors-new-york-ny-106181

## Quick answers

**How is Wealthspire Advisors compensated?**
On its Form ADV (Item 5.E, October 2026), Wealthspire Advisors reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); other.

**Where is Wealthspire Advisors located?**
Wealthspire Advisors' principal office is in New York, NY, according to its Form ADV; the May 2026 filing also lists 25 other offices (Schedule D, Section 1.F).

**Is Wealthspire Advisors registered with the SEC or a state?**
Wealthspire Advisors is an SEC-registered investment advisory firm, registered since 1995. Status as filed: Approved. CRD 106181.

**How much does Wealthspire Advisors manage?**
Wealthspire Advisors reports $34,322,977,688 in regulatory assets under management in its Form ADV filing dated April 30, 2026 (96% discretionary).

**How have Wealthspire Advisors' assets and staff changed since 2021?**
In the Form ADV data for Wealthspire Advisors: Regulatory assets under management: $12,715,446,259 in the October 2021 data and $34,322,977,688 in the October 2026 data, up 170%. Total employees: 144 in October 2021 and 397 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Wealthspire Advisors serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (5,553); individuals (other than high net worth individuals) (4,183); charitable organizations (94).

**Which custodians does Wealthspire Advisors use?**
Wealthspire Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc., National Financial Services LLC and Pershing LLC as custodians holding 10% or more of its separately managed account assets.

**Does Wealthspire Advisors report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/106181

**What changed in Wealthspire Advisors' recent Form ADV filings?**
In the May 2026 filing data: Employees performing advisory functions went from 195 to 220. Regulatory assets under management went from $29,356,215,183 to $34,322,977,688 (+17%). Added an office in Boca Raton, FL. Added an office in Larkspur, CA. Added an office in Melville, NY. Added an office in Red Bank, NJ.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Other

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- National Financial Services LLC
- Pershing LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $34,322,977,688
- Discretionary: $33,046,513,176
- Non-discretionary: $1,276,464,512

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 4,183 | $1,630,944,248 |
| High net worth individuals | 5,553 | $31,571,211,348 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 69 | $174,615,642 |
| Charitable organizations | 94 | $619,144,663 |
| State or municipal government entities (including government pension plans) | 1 | $36,629,266 |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 73 | $290,432,521 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 1995 (31 years)
- Employees: 397 total, 220 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the May 2026 filing
- Annapolis, MD
- Appleton, WI
- Beachwood, OH
- Boca Raton, FL
- Chicago, IL
- Delafield, WI
- Denver, CO
- Fulton, MD
- Larkspur, CA
- Madison, WI
- Melville, NY
- Midlothian, VA
- Milwaukee, WI
- Palm Beach Gardens, FL
- Potomac, MD
- Red Bank, NJ
- Reno, NV
- Reston, VA
- Royal Oak, MI
- Salisbury, MD
- San Francisco, CA
- San Rafael, CA
- Seattle, WA
- West Hartford, CT
- Westport, CT

### Websites listed on Form ADV (Item 1.I)
- vimeo.com/wealthspireadvisors
- wealthspire.com
- Facebook @WEALTHSPIRE
- Instagram @wealthspireadvisors
- LinkedIn @WEALTHSPIREADVISORS
- YouTube @wealthspireadvisors

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $12,715,446,259 | 144 | October 1, 2021 |
| October 2022 | $17,448,087,362 | 214 | October 1, 2022 |
| October 2023 | $16,539,174,191 | 250 | September 1, 2023 |
| October 2024 | $21,691,716,165 | 294 | September 3, 2024 |
| October 2025 | $25,786,873,286 | 335 | May 12, 2025 |
| October 2026 | $34,322,977,688 | 397 | April 30, 2026 |

Regulatory assets under management: $12,715,446,259 in the October 2021 data and $34,322,977,688 in the October 2026 data, up 170%.
Total employees: 144 in October 2021 and 397 in October 2026.

## Changes in the filing (last 12 months)

### May 2026
- Employees performing advisory functions went from 195 to 220.
- Regulatory assets under management went from $29,356,215,183 to $34,322,977,688 (+17%).
- Added an office in Boca Raton, FL.
- Added an office in Larkspur, CA.
- Added an office in Melville, NY.
- Added an office in Red Bank, NJ.

### April 2026
- Employees performing advisory functions went from 185 to 195.
- Regulatory assets under management went from $25,786,873,286 to $29,356,215,183 (+14%).
- No longer lists an office in Bay Head, NJ.
- No longer lists an office in Morristown, NJ.
- Updated its list of owners and control persons (Schedule A).

### December 2025
- No longer lists the business name Wealthspire Pathways.
- Changed its office addresses in Chicago, IL.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Wealthspire Advisors (CRD 106181): Form ADV filing data as of October 2026.