{
  "crd_number": 106181,
  "slug": "wealthspire-advisors-new-york-ny-106181",
  "primary_business_name": "WEALTHSPIRE ADVISORS",
  "legal_name": "WEALTHSPIRE ADVISORS LLC",
  "dbas": [
    "WEALTHSPIRE",
    "WEALTHSPIRE ADVISORS"
  ],
  "city": "New York",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "35620",
  "metro": {
    "cbsa_code": "35620",
    "common_name": "New York",
    "msa_name": "New York-Newark-Jersey City, NY-NJ",
    "path": "/advisors/ny/new-york"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "1995-06-16",
  "years_registered": 31,
  "period": "2026-10-01",
  "filing_date": "2026-04-30",
  "carried_forward": false,
  "raum_total": 34322977688.0,
  "raum_discretionary": 33046513176.0,
  "raum_non_discretionary": 1276464512.0,
  "raum_band": "over_5b",
  "raum_band_label": "Over $5 billion",
  "total_employees": 397,
  "advisory_employees": 220,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 619144663.0,
      "count": 94
    },
    "individuals": {
      "raum": 1630944248.0,
      "count": 4183
    },
    "banking_thrift": {
      "raum": null,
      "count": 0
    },
    "state_municipal": {
      "raum": 36629266.0,
      "count": 1,
      "fewer_than_5": true
    },
    "insurance_companies": {
      "raum": null,
      "count": 0
    },
    "investment_companies": {
      "raum": null,
      "count": 0
    },
    "pension_profit_sharing": {
      "raum": 174615642.0,
      "count": 69
    },
    "other_investment_advisers": {
      "raum": null,
      "count": 0
    },
    "high_net_worth_individuals": {
      "raum": 31571211348.0,
      "count": 5553
    },
    "pooled_investment_vehicles": {
      "raum": null,
      "count": 0
    },
    "corporations_other_businesses": {
      "raum": 290432521.0,
      "count": 73
    },
    "business_development_companies": {
      "raum": null,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": null,
      "count": 0
    }
  },
  "compensation_types": [
    "fixed",
    "other",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AK",
    "AL",
    "AR",
    "AZ",
    "CA",
    "CO",
    "CT",
    "DC",
    "DE",
    "FL",
    "GA",
    "HI",
    "IA",
    "ID",
    "IL",
    "IN",
    "KS",
    "KY",
    "LA",
    "MA",
    "MD",
    "ME",
    "MI",
    "MN",
    "MO",
    "MS",
    "MT",
    "NC",
    "ND",
    "NE",
    "NH",
    "NJ",
    "NM",
    "NV",
    "NY",
    "OH",
    "OK",
    "OR",
    "PA",
    "RI",
    "SC",
    "SD",
    "TN",
    "TX",
    "UT",
    "VA",
    "VT",
    "WA",
    "WI",
    "WV",
    "WY"
  ],
  "websites": [
    "https://facebook.com/WEALTHSPIRE",
    "https://instagram.com/wealthspireadvisors",
    "https://linkedin.com/COMPANY/WEALTHSPIREADVISORS",
    "https://vimeo.com/wealthspireadvisors",
    "https://wealthspire.com",
    "https://youtube.com/@wealthspireadvisors"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/106181",
  "city_as_filed": "NEW YORK",
  "url": "https://advisorcensus.com/firm/wealthspire-advisors-new-york-ny-106181",
  "display_name": "Wealthspire Advisors",
  "summary": "Wealthspire Advisors is an SEC-registered investment advisory firm in New York, NY, registered since 1995, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated April 30, 2026.",
  "citation": "AdvisorCensus. Wealthspire Advisors (CRD 106181): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)",
    "Other"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Wealthspire Advisors compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Wealthspire Advisors reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); other. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Wealthspire Advisors located?",
      "a": "Wealthspire Advisors' principal office is in New York, NY, according to its Form ADV; the May 2026 filing also lists 25 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Wealthspire Advisors registered with the SEC or a state?",
      "a": "Wealthspire Advisors is an SEC-registered investment advisory firm, registered since 1995. Status as filed: Approved. CRD 106181."
    },
    {
      "q": "How much does Wealthspire Advisors manage?",
      "a": "Wealthspire Advisors reports $34,322,977,688 in regulatory assets under management in its Form ADV filing dated April 30, 2026 (96% discretionary)."
    },
    {
      "q": "How have Wealthspire Advisors' assets and staff changed since 2021?",
      "a": "In the Form ADV data for Wealthspire Advisors: Regulatory assets under management: $12,715,446,259 in the October 2021 data and $34,322,977,688 in the October 2026 data, up 170%. Total employees: 144 in October 2021 and 397 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Wealthspire Advisors serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (5,553); individuals (other than high net worth individuals) (4,183); charitable organizations (94)."
    },
    {
      "q": "Which custodians does Wealthspire Advisors use?",
      "a": "Wealthspire Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc., National Financial Services LLC and Pershing LLC as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Wealthspire Advisors report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/106181"
    },
    {
      "q": "What changed in Wealthspire Advisors' recent Form ADV filings?",
      "a": "In the May 2026 filing data: Employees performing advisory functions went from 195 to 220. Regulatory assets under management went from $29,356,215,183 to $34,322,977,688 (+17%). Added an office in Boca Raton, FL. Added an office in Larkspur, CA. Added an office in Melville, NY. Added an office in Red Bank, NJ."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 12715446259.0,
      "total_employees": 144,
      "filing_date": "2021-10-01"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 17448087362.0,
      "total_employees": 214,
      "filing_date": "2022-10-01"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 16539174191.0,
      "total_employees": 250,
      "filing_date": "2023-09-01"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 21691716165.0,
      "total_employees": 294,
      "filing_date": "2024-09-03"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 25786873286.0,
      "total_employees": 335,
      "filing_date": "2025-05-12"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 34322977688.0,
      "total_employees": 397,
      "filing_date": "2026-04-30"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-05-01",
      "period_label": "May 2026",
      "notes": [
        "Employees performing advisory functions went from 195 to 220.",
        "Regulatory assets under management went from $29,356,215,183 to $34,322,977,688 (+17%).",
        "Added an office in Boca Raton, FL.",
        "Added an office in Larkspur, CA.",
        "Added an office in Melville, NY.",
        "Added an office in Red Bank, NJ."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 185 to 195.",
        "Regulatory assets under management went from $25,786,873,286 to $29,356,215,183 (+14%).",
        "No longer lists an office in Bay Head, NJ.",
        "No longer lists an office in Morristown, NJ.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "No longer lists the business name Wealthspire Pathways.",
        "Changed its office addresses in Chicago, IL.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "National Financial Services LLC",
      "name_as_filed": "NATIONAL FINANCIAL SERVICES LLC",
      "affiliated": false
    },
    {
      "name": "Pershing LLC",
      "name_as_filed": "PERSHING LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/wealthspire-advisors-new-york-ny-106181.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 4183,
      "fewer_than_5": false,
      "raum": 1630944248.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 5553,
      "fewer_than_5": false,
      "raum": 31571211348.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 69,
      "fewer_than_5": false,
      "raum": 174615642.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 94,
      "fewer_than_5": false,
      "raum": 619144663.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 1,
      "fewer_than_5": true,
      "raum": 36629266.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 73,
      "fewer_than_5": false,
      "raum": 290432521.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/106181",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}