# Wealthshape LLC

> Wealthshape LLC is an SEC-registered investment advisory firm in Windsor, CT, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 27, 2026.

- CRD: 226733
- Filed as: WEALTHSHAPE LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Windsor, CT
- Filing period: October 2026
- Form ADV filing dated: March 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/226733
- AdvisorCensus page: https://advisorcensus.com/firm/wealthshape-llc-windsor-ct-226733

## Quick answers

**How is Wealthshape LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Wealthshape LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Wealthshape LLC located?**
Wealthshape LLC's principal office is in Windsor, CT, according to its Form ADV; the April 2026 filing also lists 3 other offices (Schedule D, Section 1.F).

**Is Wealthshape LLC registered with the SEC or a state?**
Wealthshape LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 226733.

**How much does Wealthshape LLC manage?**
Wealthshape LLC reports $109,423,270 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary).

**What types of clients does Wealthshape LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (81); individuals (other than high net worth individuals) (55).

**Which custodians does Wealthshape LLC use?**
Wealthshape LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Wealthshape LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/226733

**Does Wealthshape LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 27, 2026 says: "The minimum account size is $10,000. The Firm may waive this minimum on a case-by-case basis."

**What changed in Wealthshape LLC's recent Form ADV filings?**
In the April 2026 filing data: Newly registered with the SEC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 27, 2026)

- Account minimum: $10,000 (the brochure says it may be waived or negotiated)

> The minimum account size is $10,000. The Firm may waive this minimum on a case-by-case basis.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $109,423,270
- Discretionary: $109,423,270
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 55 | $24,766,674 |
| High net worth individuals | 81 | $80,957,169 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $3,699,427 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2026 (0 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT, MA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Rocky Hill, CT
- Shelton, CT
- West Hartford, CT

### Websites listed on Form ADV (Item 1.I)
- wealthshape.com
- Facebook @WEALTHSHAPE
- X @WEALTHSHAPE

## Changes in the filing (last 12 months)

### April 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Wealthshape LLC (CRD 226733): Form ADV filing data as of October 2026.