{
  "crd_number": 226733,
  "slug": "wealthshape-llc-windsor-ct-226733",
  "primary_business_name": "WEALTHSHAPE LLC",
  "legal_name": "WEALTHSHAPE LLC",
  "dbas": [],
  "city": "Windsor",
  "state": "CT",
  "country": "United States",
  "cbsa_code": "25540",
  "metro": {
    "cbsa_code": "25540",
    "common_name": "Hartford",
    "msa_name": "Hartford-West Hartford-East Hartford, CT",
    "path": "/advisors/ct/hartford"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2026-03-18",
  "years_registered": 0,
  "period": "2026-10-01",
  "filing_date": "2026-03-27",
  "carried_forward": false,
  "raum_total": 109423270.0,
  "raum_discretionary": 109423270.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 24766674.0,
      "count": 55
    },
    "pension_profit_sharing": {
      "raum": 3699427.0,
      "count": null,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 80957169.0,
      "count": 81
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CT",
    "MA"
  ],
  "websites": [
    "https://facebook.com/WEALTHSHAPE",
    "https://twitter.com/WEALTHSHAPE",
    "https://wealthshape.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/226733",
  "city_as_filed": "WINDSOR",
  "url": "https://advisorcensus.com/firm/wealthshape-llc-windsor-ct-226733",
  "display_name": "Wealthshape LLC",
  "summary": "Wealthshape LLC is an SEC-registered investment advisory firm in Windsor, CT, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 27, 2026.",
  "citation": "AdvisorCensus. Wealthshape LLC (CRD 226733): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services"
  ],
  "quick_answers": [
    {
      "q": "How is Wealthshape LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Wealthshape LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is Wealthshape LLC located?",
      "a": "Wealthshape LLC's principal office is in Windsor, CT, according to its Form ADV; the April 2026 filing also lists 3 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Wealthshape LLC registered with the SEC or a state?",
      "a": "Wealthshape LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 226733."
    },
    {
      "q": "How much does Wealthshape LLC manage?",
      "a": "Wealthshape LLC reports $109,423,270 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary)."
    },
    {
      "q": "What types of clients does Wealthshape LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (81); individuals (other than high net worth individuals) (55)."
    },
    {
      "q": "Which custodians does Wealthshape LLC use?",
      "a": "Wealthshape LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Wealthshape LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/226733"
    },
    {
      "q": "Does Wealthshape LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 27, 2026 says: \"The minimum account size is $10,000. The Firm may waive this minimum on a case-by-case basis.\""
    },
    {
      "q": "What changed in Wealthshape LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Newly registered with the SEC."
    }
  ],
  "filing_history": [],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Newly registered with the SEC."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 27, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$10,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $10,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "The minimum account size is $10,000. The Firm may waive this minimum on a case-by-case basis."
        ]
      }
    ],
    "quotes": [
      "The minimum account size is $10,000. The Firm may waive this minimum on a case-by-case basis."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/wealthshape-llc-windsor-ct-226733.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 55,
      "fewer_than_5": false,
      "raum": 24766674.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 81,
      "fewer_than_5": false,
      "raum": 80957169.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": null,
      "fewer_than_5": true,
      "raum": 3699427.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/226733",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}