{
  "crd_number": 311364,
  "slug": "wealthplan-investment-management-llc-omaha-ne-311364",
  "primary_business_name": "WEALTHPLAN INVESTMENT MANAGEMENT LLC",
  "legal_name": "WEALTHPLAN INVESTMENT MANAGEMENT LLC",
  "dbas": [
    "FELTZ WEALTHPLAN",
    "THE PREFERRED CLIENT GROUP",
    "VIZIONARY WEALTH MANAGEMENT",
    "WEALTHPLAN GROUP",
    "WEALTHPLAN PARTNERS - THE COBLE & MCCUNE TEAM"
  ],
  "city": "Omaha",
  "state": "NE",
  "country": "United States",
  "cbsa_code": "36540",
  "metro": {
    "cbsa_code": "36540",
    "common_name": "Omaha",
    "msa_name": "Omaha, NE-IA",
    "path": "/advisors/ne/omaha"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2020-12-18",
  "years_registered": 5,
  "period": "2026-10-01",
  "filing_date": "2026-08-24",
  "carried_forward": false,
  "raum_total": 2185239312.0,
  "raum_discretionary": 2141973345.0,
  "raum_non_discretionary": 43265967.0,
  "raum_band": "1b_5b",
  "raum_band_label": "$1 billion to $5 billion",
  "total_employees": 34,
  "advisory_employees": 14,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "other": {
      "raum": 0.0,
      "count": 0
    },
    "charitable": {
      "raum": 61179700.0,
      "count": 9
    },
    "individuals": {
      "raum": 715578794.0,
      "count": 1693
    },
    "banking_thrift": {
      "raum": 0.0,
      "count": 0
    },
    "state_municipal": {
      "raum": 4329486.0,
      "count": 1,
      "fewer_than_5": true
    },
    "insurance_companies": {
      "raum": 0.0,
      "count": 0
    },
    "investment_companies": {
      "raum": 0.0,
      "count": 0
    },
    "pension_profit_sharing": {
      "raum": 206667704.0,
      "count": 52
    },
    "other_investment_advisers": {
      "raum": 0.0,
      "count": 0
    },
    "high_net_worth_individuals": {
      "raum": 1169462627.0,
      "count": 375
    },
    "pooled_investment_vehicles": {
      "raum": 0.0,
      "count": 0
    },
    "corporations_other_businesses": {
      "raum": 28021001.0,
      "count": 15
    },
    "business_development_companies": {
      "raum": 0.0,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": 0.0,
      "count": 0
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "portfolio_management_pooled_vehicles",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AZ",
    "CA",
    "CO",
    "CT",
    "DC",
    "DE",
    "FL",
    "GA",
    "IA",
    "IL",
    "KS",
    "LA",
    "MA",
    "MD",
    "MN",
    "MO",
    "MT",
    "NC",
    "NE",
    "NH",
    "NJ",
    "NM",
    "NV",
    "NY",
    "OH",
    "OK",
    "OR",
    "PA",
    "SC",
    "SD",
    "TN",
    "TX",
    "VA",
    "WA",
    "WI",
    "WY"
  ],
  "websites": [
    "https://facebook.com/profile.php?id=100070687311313",
    "https://linkedin.com/company/wealthplan-group",
    "https://twitter.com/WealthplanG",
    "https://vizionarywealth.com",
    "https://wealthplan.group",
    "https://youtube.com/channel/UCq8Tx8ePIRdlNJqfbEgYT9Q"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/311364",
  "city_as_filed": "OMAHA",
  "url": "https://advisorcensus.com/firm/wealthplan-investment-management-llc-omaha-ne-311364",
  "display_name": "Wealthplan Investment Management LLC",
  "summary": "Wealthplan Investment Management LLC is an SEC-registered investment advisory firm in Omaha, NE, registered since 2020, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated August 24, 2026.",
  "citation": "AdvisorCensus. Wealthplan Investment Management LLC (CRD 311364): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Wealthplan Investment Management LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Wealthplan Investment Management LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Wealthplan Investment Management LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated August 24, 2026 states: Asset-based fee: 0.01% to 2% a year (a range, as the brochure states it); Flat fee: up to $5,000 (financial planning and consulting services); Hourly rate: $100 to $300 an hour (financial planning and consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Wealthplan Investment Management LLC located?",
      "a": "Wealthplan Investment Management LLC's principal office is in Omaha, NE, according to its Form ADV; the September 2026 filing also lists 3 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Wealthplan Investment Management LLC registered with the SEC or a state?",
      "a": "Wealthplan Investment Management LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 311364."
    },
    {
      "q": "How much does Wealthplan Investment Management LLC manage?",
      "a": "Wealthplan Investment Management LLC reports $2,185,239,312 in regulatory assets under management in its Form ADV filing dated August 24, 2026 (98% discretionary)."
    },
    {
      "q": "How have Wealthplan Investment Management LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Wealthplan Investment Management LLC: Regulatory assets under management: $535,622,743 in the October 2021 data and $2,185,239,312 in the October 2026 data, up 308%. Total employees: 14 in October 2021 and 34 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Wealthplan Investment Management LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (1,693); high net worth individuals (375); pension and profit sharing plans (but not the plan participants or government pension plans) (52)."
    },
    {
      "q": "Which custodians does Wealthplan Investment Management LLC use?",
      "a": "Wealthplan Investment Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Wealthplan Investment Management LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/311364"
    },
    {
      "q": "What changed in Wealthplan Investment Management LLC's recent Form ADV filings?",
      "a": "In the September 2026 filing data: Registered or notice-filed in GA, OH, OK."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 535622743.0,
      "total_employees": 14,
      "filing_date": "2021-07-06"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 628244234.0,
      "total_employees": 10,
      "filing_date": "2022-08-26"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 869707596.0,
      "total_employees": 26,
      "filing_date": "2023-09-07"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 988870507.0,
      "total_employees": 29,
      "filing_date": "2024-09-03"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 1574375590.0,
      "total_employees": 40,
      "filing_date": "2025-06-21"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 2185239312.0,
      "total_employees": 34,
      "filing_date": "2026-08-24"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-09-01",
      "period_label": "September 2026",
      "notes": [
        "Registered or notice-filed in GA, OH, OK."
      ]
    },
    {
      "period": "2026-07-01",
      "period_label": "July 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-02-01",
      "period_label": "February 2026",
      "notes": [
        "No longer lists the business name Wealthplan Group Coble McCune Team.",
        "Item 11 disclosure answers changed: 0 yes answers, previously 1 (now no: 11.E(2)).",
        "Regulatory assets under management went from $1,574,375,590 to $2,185,239,312 (+39%)."
      ]
    },
    {
      "period": "2025-11-01",
      "period_label": "November 2025",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated August 24, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": "0.01% to 2% a year",
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Flat fee: up to $5,000 (financial planning and consulting services)",
      "Hourly rate: $100 to $300 an hour (financial planning and consulting services)"
    ],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: 0.01% to 2% a year (a range, as the brochure states it)"
        ],
        "quotes": [
          "For retirement plan sponsor clients, WPIM charges an annual fee calculated as a percentage of plan assets. Fees generally range from 0.01% to 2.00%, depending on plan size, complexity, services provided, and representative involvement."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: up to $5,000 (financial planning and consulting services)"
        ],
        "quotes": [
          "WPIM may charge a fixed fee and/or an hourly fee for financial planning and consulting services. These fees are negotiable and vary depending on the scope and complexity of the services provided and the professional rendering the services. Flat fees generally range up to $5,000,"
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $100 to $300 an hour (financial planning and consulting services)"
        ],
        "quotes": [
          "WPIM may charge a fixed fee and/or an hourly fee for financial planning and consulting services. These fees are negotiable and vary depending on the scope and complexity of the services provided and the professional rendering the services. Flat fees generally range up to $5,000, and hourly fees generally range between $100 and $300."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": [
        0.01,
        2.0
      ],
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "flat",
          "amount": null,
          "min": null,
          "max": 5000.0,
          "period": "one_time",
          "service": "financial planning and consulting services"
        },
        {
          "kind": "hourly",
          "amount": null,
          "min": 100.0,
          "max": 300.0,
          "period": "hour",
          "service": "financial planning and consulting services"
        }
      ]
    },
    "quotes": [
      "For retirement plan sponsor clients, WPIM charges an annual fee calculated as a percentage of plan assets. Fees generally range from 0.01% to 2.00%, depending on plan size, complexity, services provided, and representative involvement.",
      "WPIM may charge a fixed fee and/or an hourly fee for financial planning and consulting services. These fees are negotiable and vary depending on the scope and complexity of the services provided and the professional rendering the services. Flat fees generally range up to $5,000,",
      "WPIM may charge a fixed fee and/or an hourly fee for financial planning and consulting services. These fees are negotiable and vary depending on the scope and complexity of the services provided and the professional rendering the services. Flat fees generally range up to $5,000, and hourly fees generally range between $100 and $300."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/wealthplan-investment-management-llc-omaha-ne-311364.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 1693,
      "fewer_than_5": false,
      "raum": 715578794.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 375,
      "fewer_than_5": false,
      "raum": 1169462627.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 52,
      "fewer_than_5": false,
      "raum": 206667704.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 9,
      "fewer_than_5": false,
      "raum": 61179700.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 1,
      "fewer_than_5": true,
      "raum": 4329486.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 15,
      "fewer_than_5": false,
      "raum": 28021001.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/311364",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}