{ "crd_number": 158941, "slug": "wealthion-new-york-ny-158941", "primary_business_name": "WEALTHION", "legal_name": "GREYLOCK PEAK INVESTMENTS, LLC", "dbas": [], "city": "New York", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2020-01-03", "years_registered": 6, "period": "2026-10-01", "filing_date": "2026-08-18", "carried_forward": false, "raum_total": 0.0, "raum_discretionary": 0.0, "raum_non_discretionary": 0.0, "raum_band": "under_25m", "raum_band_label": "Under $25 million", "total_employees": 3, "advisory_employees": 2, "client_count_bucket": null, "clients_by_type": null, "compensation_types": [ "other", "percentage_of_aum" ], "advisory_activities": [ "other", "portfolio_management_businesses_institutional", "portfolio_management_individuals" ], "wrap_fee_participant": false, "disclosure_yes_count": 1, "states_registered": [ "AL", "AZ", "CA", "CO", "CT", "FL", "GA", "HI", "IA", "ID", "IL", "IN", "KS", "KY", "LA", "MA", "MD", "ME", "MI", "MN", "MO", "MT", "NC", "NH", "NJ", "NM", "NV", "NY", "OH", "OR", "PA", "RI", "SC", "TN", "TX", "UT", "VA", "WA", "WI", "WY" ], "websites": [ "https://facebook.com/Wealthion", "https://greylockpeak.com", "https://instagram.com/wealthionofficial", "https://linkedin.com/company/wealthion", "https://muckrack.com/podcast/wealthion", "https://open.spotify.com/show/4wCAfhgUdspxeMqyi6KZkb", "https://podbean.com/podcast-detail/zuivr-1f69f8/Wealthion---Be-Financially-Resilient-Podcast", "https://podcasts.apple.com/in/podcast/wealthion-be-financially-resilient/id1566889716", "https://podcasts.musixmatch.com/podcast/wealthion-01hbyk47qrcwsnwdw0bqyxr3p8", "https://rumble.com/c/c-2091312?e9s=src_v1_cmd", "https://vimeo.com/wealthionvideo", "https://wealthion.com", "https://x.com/wealthion?lang=en" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/158941", "disclosure_items": [ { "item": "11.D(2)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?" } ], "city_as_filed": "NEW YORK", "url": "https://advisorcensus.com/firm/wealthion-new-york-ny-158941", "display_name": "Wealthion", "summary": "Wealthion is an SEC-registered investment advisory firm in New York, NY, registered since 2020, reporting under $25 million in regulatory assets under management in its Form ADV filing dated August 18, 2026.", "citation": "AdvisorCensus. Wealthion (CRD 158941): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Other" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses", "Portfolio management for businesses (other than small businesses) or institutional clients", "Other" ], "quick_answers": [ { "q": "How is Wealthion compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Wealthion reports these compensation arrangements: a percentage of assets under its management; other." }, { "q": "How much does Wealthion charge?", "a": "Its Form ADV Part 2A brochure dated August 18, 2026 states: Asset-based fee: 0.85% to 2% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement." }, { "q": "Where is Wealthion located?", "a": "Wealthion's principal office is in New York, NY, according to its Form ADV." }, { "q": "Is Wealthion registered with the SEC or a state?", "a": "Wealthion is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 158941." }, { "q": "How much does Wealthion manage?", "a": "Wealthion reports $0 in regulatory assets under management in its Form ADV filing dated August 18, 2026." }, { "q": "How have Wealthion's assets and staff changed since 2021?", "a": "In the Form ADV data for Wealthion: Total employees: 2 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "Does Wealthion report any disciplinary disclosures?", "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/158941" }, { "q": "What changed in Wealthion's recent Form ADV filings?", "a": "In the September 2026 filing data: Employees performing advisory functions went from 1 to 2." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": null, "total_employees": 2, "filing_date": "2021-08-03" }, { "period": "2022-10-01", "regulatory_assets_under_management": null, "total_employees": 2, "filing_date": "2022-03-29" }, { "period": "2023-10-01", "regulatory_assets_under_management": null, "total_employees": 2, "filing_date": "2023-05-23" }, { "period": "2024-10-01", "regulatory_assets_under_management": null, "total_employees": 2, "filing_date": "2024-06-13" }, { "period": "2025-10-01", "regulatory_assets_under_management": null, "total_employees": 2, "filing_date": "2025-01-15" }, { "period": "2026-10-01", "regulatory_assets_under_management": 0.0, "total_employees": 3, "filing_date": "2026-08-18" } ], "recent_changes": [ { "period": "2026-09-01", "period_label": "September 2026", "notes": [ "Employees performing advisory functions went from 1 to 2." ] }, { "period": "2026-01-01", "period_label": "January 2026", "notes": [ "Registered or notice-filed in AL, MD, WY." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated August 18, 2026", "provided_by_the_firm": false, "tiers": [], "flat_rate": null, "stated_range": "0.85% to 2% a year", "stated_maximum": null, "account_minimum": null, "account_minimum_may_be_waived": false, "minimum_annual_fee": null, "planning_fees": [], "figures": [ { "label": "Asset-based fee", "statements": [ "Asset-based fee: 0.85% to 2% a year (a range, as the brochure states it)" ], "quotes": [ "Our annual fee for portfolio management services ranges from 0.85% to 2.00% depending upon the market value of your assets under our management, the type and complexity of the asset management services provided, as well as the level of administration requested either directly or assumed by the client." ] } ], "values": { "tiers": [], "range_pct": [ 0.85, 2.0 ], "max_pct": null, "account_minimum": null, "minimum_annual_fee": null, "planning": [] }, "quotes": [ "Our annual fee for portfolio management services ranges from 0.85% to 2.00% depending upon the market value of your assets under our management, the type and complexity of the asset management services provided, as well as the level of administration requested either directly or assumed by the client." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/wealthion-new-york-ny-158941.md", "clients": [], "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/158941", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }