{
  "crd_number": 118614,
  "slug": "wealthharbor-capital-group-llc-metairie-la-118614",
  "primary_business_name": "WEALTHHARBOR CAPITAL GROUP, LLC",
  "legal_name": "WEALTHHARBOR CAPITAL GROUP, LLC",
  "dbas": [
    "WEALTHHARBOR FAMILY OFFICE",
    "WEALTHHARBOR RETIREMENT SERVICES"
  ],
  "city": "Metairie",
  "state": "LA",
  "country": "United States",
  "cbsa_code": "35380",
  "metro": {
    "cbsa_code": "35380",
    "common_name": "New Orleans",
    "msa_name": "New Orleans-Metairie, LA",
    "path": "/advisors/la/new-orleans"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2004-01-16",
  "years_registered": 22,
  "period": "2026-10-01",
  "filing_date": "2026-03-25",
  "carried_forward": false,
  "raum_total": 334662398.0,
  "raum_discretionary": 299223609.0,
  "raum_non_discretionary": 35438789.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 9,
  "advisory_employees": 6,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 4470697.0,
      "count": null,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 17626591.0,
      "count": 129
    },
    "pension_profit_sharing": {
      "raum": 186790636.0,
      "count": 58
    },
    "high_net_worth_individuals": {
      "raum": 120043155.0,
      "count": 59
    },
    "corporations_other_businesses": {
      "raum": 5731319.0,
      "count": 6
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "portfolio_management_pooled_vehicles",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "FL",
    "LA",
    "MS",
    "TX"
  ],
  "websites": [
    "https://wealthharbor.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/118614",
  "city_as_filed": "METAIRIE",
  "url": "https://advisorcensus.com/firm/wealthharbor-capital-group-llc-metairie-la-118614",
  "display_name": "Wealthharbor Capital Group, LLC",
  "summary": "Wealthharbor Capital Group, LLC is an SEC-registered investment advisory firm in Metairie, LA, registered since 2004, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 25, 2026.",
  "citation": "AdvisorCensus. Wealthharbor Capital Group, LLC (CRD 118614): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Wealthharbor Capital Group, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Wealthharbor Capital Group, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is Wealthharbor Capital Group, LLC located?",
      "a": "Wealthharbor Capital Group, LLC's principal office is in Metairie, LA, according to its Form ADV."
    },
    {
      "q": "Is Wealthharbor Capital Group, LLC registered with the SEC or a state?",
      "a": "Wealthharbor Capital Group, LLC is an SEC-registered investment advisory firm, registered since 2004. Status as filed: Approved. CRD 118614."
    },
    {
      "q": "How much does Wealthharbor Capital Group, LLC manage?",
      "a": "Wealthharbor Capital Group, LLC reports $334,662,398 in regulatory assets under management in its Form ADV filing dated March 25, 2026 (89% discretionary)."
    },
    {
      "q": "How have Wealthharbor Capital Group, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Wealthharbor Capital Group, LLC: Regulatory assets under management: $253,717,754 in the October 2021 data and $334,662,398 in the October 2026 data, up 32%. Total employees: 6 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Wealthharbor Capital Group, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (129); high net worth individuals (59); pension and profit sharing plans (but not the plan participants or government pension plans) (58)."
    },
    {
      "q": "Which custodians does Wealthharbor Capital Group, LLC use?",
      "a": "Wealthharbor Capital Group, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists MG Trust Company, LLC and Pershing LLC as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Wealthharbor Capital Group, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/118614"
    },
    {
      "q": "Does Wealthharbor Capital Group, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 25, 2026 says: \"Minimum Initial Account Value is $100,000. WCG may, under certain circumstances, waive the minimum account value.\""
    },
    {
      "q": "What changed in Wealthharbor Capital Group, LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Added the business name Wealthharbor Family Office. Employees performing advisory functions went from 4 to 6. Regulatory assets under management went from $300,480,136 to $334,662,398 (+11%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 253717754.0,
      "total_employees": 6,
      "filing_date": "2021-03-18"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 296146121.0,
      "total_employees": 6,
      "filing_date": "2022-03-25"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 252439388.0,
      "total_employees": 6,
      "filing_date": "2023-03-29"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 292556055.0,
      "total_employees": 6,
      "filing_date": "2024-03-26"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 300480136.0,
      "total_employees": 6,
      "filing_date": "2025-03-27"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 334662398.0,
      "total_employees": 9,
      "filing_date": "2026-03-25"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Added the business name Wealthharbor Family Office.",
        "Employees performing advisory functions went from 4 to 6.",
        "Regulatory assets under management went from $300,480,136 to $334,662,398 (+11%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 25, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$100,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $100,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "Minimum Initial Account Value is $100,000. WCG may, under certain circumstances, waive the minimum account value."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 100000.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "Minimum Initial Account Value is $100,000. WCG may, under certain circumstances, waive the minimum account value."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "MG Trust Company, LLC",
      "name_as_filed": "MG TRUST COMPANY, LLC",
      "affiliated": false
    },
    {
      "name": "Pershing LLC",
      "name_as_filed": "PERSHING LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/wealthharbor-capital-group-llc-metairie-la-118614.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 129,
      "fewer_than_5": false,
      "raum": 17626591.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 59,
      "fewer_than_5": false,
      "raum": 120043155.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 58,
      "fewer_than_5": false,
      "raum": 186790636.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 4470697.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 6,
      "fewer_than_5": false,
      "raum": 5731319.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/118614",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}