# Wealthguard Advisors, Inc.

> Wealthguard Advisors, Inc. is an SEC-registered investment advisory firm in Placerville, CA, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 14, 2026.

- CRD: 297192
- Filed as: WEALTHGUARD ADVISORS, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Placerville, CA
- Filing period: October 2026
- Form ADV filing dated: September 14, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/297192
- AdvisorCensus page: https://advisorcensus.com/firm/wealthguard-advisors-inc-placerville-ca-297192

## Quick answers

**How is Wealthguard Advisors, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Wealthguard Advisors, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Wealthguard Advisors, Inc. charge?**
Its Form ADV Part 2A brochure dated March 2, 2026 states: Flat fee: $300 to $3,000 (stand-alone financial planning and financial consulting services); Hourly rate: $200 an hour (stand-alone financial planning and financial consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Wealthguard Advisors, Inc. located?**
Wealthguard Advisors, Inc.'s principal office is in Placerville, CA, according to its Form ADV.

**Is Wealthguard Advisors, Inc. registered with the SEC or a state?**
Wealthguard Advisors, Inc. is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 297192.

**How much does Wealthguard Advisors, Inc. manage?**
Wealthguard Advisors, Inc. reports $172,378,397 in regulatory assets under management in its Form ADV filing dated September 14, 2026 (100% discretionary).

**How have Wealthguard Advisors, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Wealthguard Advisors, Inc.: Regulatory assets under management: $145,519,034 in the October 2021 data and $172,378,397 in the October 2026 data, up 18%. Total employees: 6 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Wealthguard Advisors, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (343); high net worth individuals (47); charitable organizations (4).

**Which custodians does Wealthguard Advisors, Inc. use?**
Wealthguard Advisors, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Wealthguard Advisors, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/297192

**Does Wealthguard Advisors, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated March 2, 2026 says: "In general, we require a minimum account balance of $100,000 to open and maintain an advisory account. At our discretion, we may waive the minimum account balance."

**What changed in Wealthguard Advisors, Inc.'s recent Form ADV filings?**
In the October 2026 filing data: Employees performing advisory functions went from 2 to 3.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 2, 2026)

- Account minimum: $100,000 (the brochure says it may be waived or negotiated)

> In general, we require a minimum account balance of $100,000 to open and maintain an advisory account. At our discretion, we may waive the minimum account balance.

- Flat fee: $300 to $3,000 (stand-alone financial planning and financial consulting services)

> Fixed Fees: Our fixed fees generally range between $300 and $3,000. The particular fixed fee rate applicable to your engagement will be set forth in our written advisory agreement

- Hourly rate: $200 an hour (stand-alone financial planning and financial consulting services)

> Hourly Fees: Our hourly fees are charged at a rate of $200 per hour. The particular hourly rate applicable to your engagement will be set forth in our written advisory agreement

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $172,378,397
- Discretionary: $172,378,397
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 343 | $87,639,276 |
| High net worth individuals | 47 | $78,230,227 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 2 | $5,292,576 |
| Charitable organizations | 4 | $754,093 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 1 | $462,225 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2021 (5 years)
- Employees: 6 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, NV, OR, TX, UT, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- wealthguardadvisors.com
- Facebook facebook.com
- YouTube @UCnVdqJSDC5ZYAktWLJa1JaA

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $145,519,034 | 6 | April 9, 2021 |
| October 2022 | $163,744,000 | 6 | July 1, 2022 |
| October 2023 | $130,881,108 | 5 | September 8, 2023 |
| October 2024 | $135,206,108 | 5 | June 20, 2024 |
| October 2025 | $163,551,836 | 4 | January 27, 2025 |
| October 2026 | $172,378,397 | 6 | September 14, 2026 |

Regulatory assets under management: $145,519,034 in the October 2021 data and $172,378,397 in the October 2026 data, up 18%.
Total employees: 6 in October 2021 and 6 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Employees performing advisory functions went from 2 to 3.

### January 2026
- No longer registered or notice-filed in FL.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Wealthguard Advisors, Inc. (CRD 297192): Form ADV filing data as of October 2026.