# Wealth Strategies Group

> Wealth Strategies Group is an SEC-registered investment advisory firm in Newport Beach, CA, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 9, 2026.

- CRD: 326407
- Filed as: WEALTH STRATEGIES GROUP
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Newport Beach, CA
- Filing period: October 2026
- Form ADV filing dated: September 9, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/326407
- AdvisorCensus page: https://advisorcensus.com/firm/wealth-strategies-group-newport-beach-ca-326407

## Quick answers

**How is Wealth Strategies Group compensated?**
On its Form ADV (Item 5.E, October 2026), Wealth Strategies Group reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Wealth Strategies Group located?**
Wealth Strategies Group's principal office is in Newport Beach, CA, according to its Form ADV.

**Is Wealth Strategies Group registered with the SEC or a state?**
Wealth Strategies Group is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 326407.

**How much does Wealth Strategies Group manage?**
Wealth Strategies Group reports $102,928,253 in regulatory assets under management in its Form ADV filing dated September 9, 2026 (100% discretionary).

**How have Wealth Strategies Group's assets and staff changed since 2023?**
In the Form ADV data for Wealth Strategies Group: Regulatory assets under management: $0 in the October 2023 data and $102,928,253 in the October 2026 data. Total employees: 4 in October 2023 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Wealth Strategies Group serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (89); high net worth individuals (18); corporations or other businesses not listed above (13).

**Which custodians does Wealth Strategies Group use?**
Wealth Strategies Group's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc., Interactive Brokers LLC and Mutual Securities, Inc. as custodians holding 10% or more of its separately managed account assets.

**Does Wealth Strategies Group report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/326407

**What changed in Wealth Strategies Group's recent Form ADV filings?**
In the October 2026 filing data: Moved from state registration to SEC registration.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Interactive Brokers LLC
- Mutual Securities, Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $102,928,253
- Discretionary: $102,928,253
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 89 | $16,132,968 |
| High net worth individuals | 18 | $83,403,534 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 13 | $3,391,751 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2026 (0 years)
- Employees: 6 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [wealthstrategiesgroup.com](https://wealthstrategiesgroup.com)
- Facebook @wsgwealth
- Instagram @wealthstrategiesgroup
- LinkedIn @wealthstrategiesgroup
- X @wsgwealth

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $0 | 4 | August 1, 2023 |
| October 2026 | $102,928,253 | 6 | September 9, 2026 |

Regulatory assets under management: $0 in the October 2023 data and $102,928,253 in the October 2026 data.
Total employees: 4 in October 2023 and 6 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Moved from state registration to SEC registration.

### September 2026
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Wealth Strategies Group (CRD 326407): Form ADV filing data as of October 2026.