# Wealth Strategies & Solutions, Ltd.

> Wealth Strategies & Solutions, Ltd. is a state-registered investment advisory firm in Rochester, NY, registered since 2018, reporting under $25 million in regulatory assets under management in its Form ADV filing dated February 17, 2026.

- CRD: 297130
- Filed as: WEALTH STRATEGIES & SOLUTIONS, LTD.
- Legal name: Wealth Strategies & Solutions, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Rochester, NY
- Filing period: October 2026
- Form ADV filing dated: February 17, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/297130
- AdvisorCensus page: https://advisorcensus.com/firm/wealth-strategies-and-solutions-ltd-rochester-ny-297130

## Quick answers

**How is Wealth Strategies & Solutions, Ltd. compensated?**
On its Form ADV (Item 5.E, October 2026), Wealth Strategies & Solutions, Ltd. reports these compensation arrangements: a percentage of assets under its management; hourly charges; other.

**Where is Wealth Strategies & Solutions, Ltd. located?**
Wealth Strategies & Solutions, Ltd.'s principal office is in Rochester, NY, according to its Form ADV.

**Is Wealth Strategies & Solutions, Ltd. registered with the SEC or a state?**
Wealth Strategies & Solutions, Ltd. is a state-registered investment advisory firm, registered since 2018. Status as filed: APPROVED. CRD 297130.

**How much does Wealth Strategies & Solutions, Ltd. manage?**
Wealth Strategies & Solutions, Ltd. reports $16,552,641 in regulatory assets under management in its Form ADV filing dated February 17, 2026 (100% discretionary).

**What types of clients does Wealth Strategies & Solutions, Ltd. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (56); high net worth individuals (3).

**Does Wealth Strategies & Solutions, Ltd. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/297130

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Other

### Regulatory assets under management (Item 5.F)
- Total: $16,552,641
- Discretionary: $16,552,641
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 56 | $10,603,541 |
| High net worth individuals | 3 | $5,949,100 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2018 (8 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- wssltd.org
- Facebook @Wealth-Strategies-Solutions-1538498322908138
- LinkedIn @bob-baldes-94b56210

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Wealth Strategies & Solutions, Ltd. (CRD 297130): Form ADV filing data as of October 2026.