# Wealth Plus of the Dakotas, Inc.

> Wealth Plus of the Dakotas, Inc. is a state-registered investment advisory firm in Aberdeen, SD, registered since 2019, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 9, 2026.

- CRD: 287536
- Filed as: WEALTH PLUS OF THE DAKOTAS, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Aberdeen, SD
- Filing period: October 2026
- Form ADV filing dated: March 9, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/287536
- AdvisorCensus page: https://advisorcensus.com/firm/wealth-plus-of-the-dakotas-inc-aberdeen-sd-287536

## Quick answers

**How is Wealth Plus of the Dakotas, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Wealth Plus of the Dakotas, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other.

**Where is Wealth Plus of the Dakotas, Inc. located?**
Wealth Plus of the Dakotas, Inc.'s principal office is in Aberdeen, SD, according to its Form ADV.

**Is Wealth Plus of the Dakotas, Inc. registered with the SEC or a state?**
Wealth Plus of the Dakotas, Inc. is a state-registered investment advisory firm, registered since 2019. Status as filed: APPROVED. CRD 287536.

**How much does Wealth Plus of the Dakotas, Inc. manage?**
Wealth Plus of the Dakotas, Inc. reports $79,258,238 in regulatory assets under management in its Form ADV filing dated March 9, 2026 (31% discretionary).

**What types of clients does Wealth Plus of the Dakotas, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (128); pension and profit sharing plans (but not the plan participants or government pension plans) (7).

**Does Wealth Plus of the Dakotas, Inc. report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(4) (another regulator's order in the past ten years) and 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/287536

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other

### Regulatory assets under management (Item 5.F)
- Total: $79,258,238
- Discretionary: $24,292,254
- Non-discretionary: $54,965,984

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 128 | $24,292,254 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 7 | $54,965,984 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2019 (7 years)
- Employees: 4 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: ND, SD
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.E(4): Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/287536

### Websites listed on Form ADV (Item 1.I)
- wpdakotas.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Wealth Plus of the Dakotas, Inc. (CRD 287536): Form ADV filing data as of October 2026.