# Wealth Planning Systems, LLC

> Wealth Planning Systems, LLC is a state-registered investment advisory firm, registered since 2003, reporting under $25 million in regulatory assets under management in its Form ADV filing dated August 14, 2025.

- CRD: 126390
- Filed as: WEALTH PLANNING SYSTEMS, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Minnesota
- Filing period: October 2026
- Form ADV filing dated: August 14, 2025
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/126390
- AdvisorCensus page: https://advisorcensus.com/firm/wealth-planning-systems-llc-126390

## Quick answers

**How is Wealth Planning Systems, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Wealth Planning Systems, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Wealth Planning Systems, LLC registered with the SEC or a state?**
Wealth Planning Systems, LLC is a state-registered investment advisory firm, registered since 2003. Status as filed: APPROVED. CRD 126390.

**How much does Wealth Planning Systems, LLC manage?**
Wealth Planning Systems, LLC reports $10,740,000 in regulatory assets under management in its Form ADV filing dated August 14, 2025 (0% discretionary).

**What types of clients does Wealth Planning Systems, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (70); high net worth individuals (4).

**Does Wealth Planning Systems, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/126390

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $10,740,000
- Discretionary: $0
- Non-discretionary: $10,740,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 70 | $6,540,000 |
| High net worth individuals | 4 | $4,200,000 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2003 (23 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MN
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Wealth Planning Systems, LLC (CRD 126390): Form ADV filing data as of October 2026.