# Wealth Mode

> Wealth Mode is a state-registered investment advisory firm in Bountiful, UT, registered since 2016, reporting under $25 million in regulatory assets under management in its Form ADV filing dated April 28, 2026.

- CRD: 284136
- Filed as: WEALTH MODE
- Legal name: Wealth Mode Financial Planning, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Bountiful, UT
- Filing period: October 2026
- Form ADV filing dated: April 28, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/284136
- AdvisorCensus page: https://advisorcensus.com/firm/wealth-mode-bountiful-ut-284136

## Quick answers

**How is Wealth Mode compensated?**
On its Form ADV (Item 5.E, October 2026), Wealth Mode reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Wealth Mode located?**
Wealth Mode's principal office is in Bountiful, UT, according to its Form ADV.

**Is Wealth Mode registered with the SEC or a state?**
Wealth Mode is a state-registered investment advisory firm, registered since 2016. Status as filed: APPROVED. CRD 284136.

**How much does Wealth Mode manage?**
Wealth Mode reports $12,486,401 in regulatory assets under management in its Form ADV filing dated April 28, 2026 (100% discretionary).

**What types of clients does Wealth Mode serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (84); high net worth individuals (4).

**Does Wealth Mode report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/284136

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $12,486,401
- Discretionary: $12,486,401
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 84 | $6,826,501 |
| High net worth individuals | 4 | $5,659,900 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other

### Firm details
- Registered since: 2016 (10 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, LA, UT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- wealth-mode.com
- Facebook @WEALTHMODE
- LinkedIn @wealth-mode-financial-planning
- X @WEALTHMODE

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Wealth Mode (CRD 284136): Form ADV filing data as of October 2026.