# Wealth Management Solutions

> Wealth Management Solutions is an SEC-registered investment advisory firm in Scottsdale, AZ, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 14, 2026.

- CRD: 127517
- Filed as: WEALTH MANAGEMENT SOLUTIONS
- Legal name: Wealth Management Solutions, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Scottsdale, AZ
- Filing period: October 2026
- Form ADV filing dated: May 14, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/127517
- AdvisorCensus page: https://advisorcensus.com/firm/wealth-management-solutions-scottsdale-az-127517

## Quick answers

**How is Wealth Management Solutions compensated?**
On its Form ADV (Item 5.E, October 2026), Wealth Management Solutions reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Wealth Management Solutions located?**
Wealth Management Solutions' principal office is in Scottsdale, AZ, according to its Form ADV.

**Is Wealth Management Solutions registered with the SEC or a state?**
Wealth Management Solutions is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 127517.

**How much does Wealth Management Solutions manage?**
Wealth Management Solutions reports $172,569,049 in regulatory assets under management in its Form ADV filing dated May 14, 2026 (100% discretionary).

**How have Wealth Management Solutions' assets and staff changed since 2022?**
In the Form ADV data for Wealth Management Solutions: Regulatory assets under management: $155,333,000 in the October 2022 data and $172,569,049 in the October 2026 data, up 11%. Total employees: 5 in October 2022 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Wealth Management Solutions serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (53); individuals (other than high net worth individuals) (46).

**Which custodians does Wealth Management Solutions use?**
Wealth Management Solutions' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Wealth Management Solutions report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/127517

**What changed in Wealth Management Solutions' recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $155,180,000 to $172,569,049 (+11%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $172,569,049
- Discretionary: $172,569,049
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 46 | $19,947,071 |
| High net worth individuals | 53 | $142,991,433 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $9,630,545 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services

### Firm details
- Registered since: 2022 (4 years)
- Employees: 4 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, FL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- alignable.com/scottsdale-az/wealth-management-solutions
- bing.com/maps
- employeefiduciary.com/advisor-directory
- feeonlynetwork.com/financial-advisor/david-rosenthal
- findyourindependentadvisor.com/FindAdvisor
- g.page/Wealth-management-solutions-wms
- nextdoor.com/pages/wealth-management-solutions-scottsdale-az
- smartadvisormatch.com/advisor-network/arizona/david-rosenthal-2680280
- us.dimensional.com/individuals/find-an-advisor-results
- wmsus.com
- Facebook @wealth.management.solutions.13
- LinkedIn @wealth-management-solutions-llc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $155,333,000 | 5 | March 29, 2022 |
| October 2023 | $141,645,000 | 5 | March 29, 2023 |
| October 2024 | $154,662,000 | 5 | March 29, 2024 |
| October 2025 | $155,180,000 | 4 | March 27, 2025 |
| October 2026 | $172,569,049 | 4 | May 14, 2026 |

Regulatory assets under management: $155,333,000 in the October 2022 data and $172,569,049 in the October 2026 data, up 11%.
Total employees: 5 in October 2022 and 4 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $155,180,000 to $172,569,049 (+11%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Wealth Management Solutions (CRD 127517): Form ADV filing data as of October 2026.