{
  "crd_number": 127517,
  "slug": "wealth-management-solutions-scottsdale-az-127517",
  "primary_business_name": "WEALTH MANAGEMENT SOLUTIONS",
  "legal_name": "WEALTH MANAGEMENT SOLUTIONS, LLC",
  "dbas": [],
  "city": "Scottsdale",
  "state": "AZ",
  "country": "United States",
  "cbsa_code": "38060",
  "metro": {
    "cbsa_code": "38060",
    "common_name": "Phoenix",
    "msa_name": "Phoenix-Mesa-Chandler, AZ",
    "path": "/advisors/az/phoenix"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2022-01-18",
  "years_registered": 4,
  "period": "2026-10-01",
  "filing_date": "2026-05-14",
  "carried_forward": false,
  "raum_total": 172569049.0,
  "raum_discretionary": 172569049.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 4,
  "advisory_employees": 2,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 19947071.0,
      "count": 46
    },
    "pension_profit_sharing": {
      "raum": 9630545.0,
      "count": null,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 142991433.0,
      "count": 53
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AZ",
    "CA",
    "FL"
  ],
  "websites": [
    "https://alignable.com/scottsdale-az/wealth-management-solutions",
    "https://bing.com/maps?cvid=DA82DAC8&pq=wealth+management+solutions+sc&q=wealth+management+solutions+scottsdale&qs=AS&sc=1-30",
    "https://employeefiduciary.com/advisor-directory",
    "https://facebook.com/wealth.management.solutions.13",
    "https://feeonlynetwork.com/financial-advisor/david-rosenthal",
    "https://findyourindependentadvisor.com/FindAdvisor",
    "https://g.page/Wealth-management-solutions-wms?share=",
    "https://linkedin.com/company/wealth-management-solutions-llc/about?viewAsMember=true",
    "https://nextdoor.com/pages/wealth-management-solutions-scottsdale-az",
    "https://smartadvisormatch.com/advisor-network/arizona/david-rosenthal-2680280",
    "https://us.dimensional.com/individuals/find-an-advisor-results",
    "https://wmsus.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/127517",
  "city_as_filed": "SCOTTSDALE",
  "url": "https://advisorcensus.com/firm/wealth-management-solutions-scottsdale-az-127517",
  "display_name": "Wealth Management Solutions",
  "summary": "Wealth Management Solutions is an SEC-registered investment advisory firm in Scottsdale, AZ, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 14, 2026.",
  "citation": "AdvisorCensus. Wealth Management Solutions (CRD 127517): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services"
  ],
  "quick_answers": [
    {
      "q": "How is Wealth Management Solutions compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Wealth Management Solutions reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Wealth Management Solutions charge?",
      "a": "Its Form ADV Part 2A brochure dated May 14, 2026 states: Hourly rate: $120 to $500 an hour (hourly planning services). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Wealth Management Solutions located?",
      "a": "Wealth Management Solutions' principal office is in Scottsdale, AZ, according to its Form ADV."
    },
    {
      "q": "Is Wealth Management Solutions registered with the SEC or a state?",
      "a": "Wealth Management Solutions is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 127517."
    },
    {
      "q": "How much does Wealth Management Solutions manage?",
      "a": "Wealth Management Solutions reports $172,569,049 in regulatory assets under management in its Form ADV filing dated May 14, 2026 (100% discretionary)."
    },
    {
      "q": "How have Wealth Management Solutions' assets and staff changed since 2022?",
      "a": "In the Form ADV data for Wealth Management Solutions: Regulatory assets under management: $155,333,000 in the October 2022 data and $172,569,049 in the October 2026 data, up 11%. Total employees: 5 in October 2022 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Wealth Management Solutions serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (53); individuals (other than high net worth individuals) (46)."
    },
    {
      "q": "Which custodians does Wealth Management Solutions use?",
      "a": "Wealth Management Solutions' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Wealth Management Solutions report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/127517"
    },
    {
      "q": "What changed in Wealth Management Solutions' recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $155,180,000 to $172,569,049 (+11%)."
    }
  ],
  "filing_history": [
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 155333000.0,
      "total_employees": 5,
      "filing_date": "2022-03-29"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 141645000.0,
      "total_employees": 5,
      "filing_date": "2023-03-29"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 154662000.0,
      "total_employees": 5,
      "filing_date": "2024-03-29"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 155180000.0,
      "total_employees": 4,
      "filing_date": "2025-03-27"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 172569049.0,
      "total_employees": 4,
      "filing_date": "2026-05-14"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $155,180,000 to $172,569,049 (+11%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated May 14, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Hourly rate: $120 to $500 an hour (hourly planning services)"
    ],
    "figures": [
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $120 to $500 an hour (hourly planning services)"
        ],
        "quotes": [
          "For hourly planning services WMS charges an hourly rate typically between $120.00 and $500.00 per hour, depending upon the complexity of the work and the experience level of the WMS employee working with the client."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "hourly",
          "amount": null,
          "min": 120.0,
          "max": 500.0,
          "period": "hour",
          "service": "hourly planning services"
        }
      ]
    },
    "quotes": [
      "For hourly planning services WMS charges an hourly rate typically between $120.00 and $500.00 per hour, depending upon the complexity of the work and the experience level of the WMS employee working with the client."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/wealth-management-solutions-scottsdale-az-127517.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 46,
      "fewer_than_5": false,
      "raum": 19947071.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 53,
      "fewer_than_5": false,
      "raum": 142991433.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": null,
      "fewer_than_5": true,
      "raum": 9630545.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/127517",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}