# Wealth Management of the Bluegrass, LLC.

> Wealth Management of the Bluegrass, LLC. is an SEC-registered investment advisory firm in Lexington, KY, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 20, 2026.

- CRD: 289163
- Filed as: WEALTH MANAGEMENT OF THE BLUEGRASS, LLC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Lexington, KY
- Filing period: October 2026
- Form ADV filing dated: March 20, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/289163
- AdvisorCensus page: https://advisorcensus.com/firm/wealth-management-of-the-bluegrass-llc-lexington-ky-289163

## Quick answers

**How is Wealth Management of the Bluegrass, LLC. compensated?**
On its Form ADV (Item 5.E, October 2026), Wealth Management of the Bluegrass, LLC. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Wealth Management of the Bluegrass, LLC. located?**
Wealth Management of the Bluegrass, LLC.'s principal office is in Lexington, KY, according to its Form ADV.

**Is Wealth Management of the Bluegrass, LLC. registered with the SEC or a state?**
Wealth Management of the Bluegrass, LLC. is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 289163.

**How much does Wealth Management of the Bluegrass, LLC. manage?**
Wealth Management of the Bluegrass, LLC. reports $186,724,518 in regulatory assets under management in its Form ADV filing dated March 20, 2026 (100% discretionary).

**How have Wealth Management of the Bluegrass, LLC.'s assets and staff changed since 2023?**
In the Form ADV data for Wealth Management of the Bluegrass, LLC.: Regulatory assets under management: $117,856,962 in the October 2023 data and $186,724,518 in the October 2026 data, up 58%. Total employees: 2 in October 2023 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Wealth Management of the Bluegrass, LLC. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (82); high net worth individuals (71); state or municipal government entities (including government pension plans) (6).

**Which custodians does Wealth Management of the Bluegrass, LLC. use?**
Wealth Management of the Bluegrass, LLC.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Wealth Management of the Bluegrass, LLC. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/289163

**Does Wealth Management of the Bluegrass, LLC. state an account minimum?**
Its Form ADV Part 2A brochure dated March 20, 2026 says: "There is no minimum account size to open and maintain an advisory account."

**What changed in Wealth Management of the Bluegrass, LLC.'s recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $167,449,228 to $186,724,518 (+12%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 20, 2026)

- Account minimum: None

> There is no minimum account size to open and maintain an advisory account.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $186,724,518
- Discretionary: $186,724,518
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 82 | $16,128,117 |
| High net worth individuals | 71 | $140,224,468 |
| Charitable organizations | Fewer than 5 | $10,748 |
| State or municipal government entities (including government pension plans) | 6 | $30,361,185 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2023 (3 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: KY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $117,856,962 | 2 | March 30, 2023 |
| October 2024 | $142,592,568 | 2 | April 1, 2024 |
| October 2025 | $167,449,228 | 2 | March 20, 2025 |
| October 2026 | $186,724,518 | 2 | March 20, 2026 |

Regulatory assets under management: $117,856,962 in the October 2023 data and $186,724,518 in the October 2026 data, up 58%.
Total employees: 2 in October 2023 and 2 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $167,449,228 to $186,724,518 (+12%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Wealth Management of the Bluegrass, LLC. (CRD 289163): Form ADV filing data as of October 2026.