{
  "crd_number": 289163,
  "slug": "wealth-management-of-the-bluegrass-llc-lexington-ky-289163",
  "primary_business_name": "WEALTH MANAGEMENT OF THE BLUEGRASS, LLC.",
  "legal_name": "WEALTH MANAGEMENT OF THE BLUEGRASS, LLC.",
  "dbas": [],
  "city": "Lexington",
  "state": "KY",
  "country": "United States",
  "cbsa_code": "30460",
  "metro": {
    "cbsa_code": "30460",
    "common_name": "Lexington",
    "msa_name": "Lexington-Fayette, KY",
    "path": "/advisors/ky/lexington"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2023-04-28",
  "years_registered": 3,
  "period": "2026-10-01",
  "filing_date": "2026-03-20",
  "carried_forward": false,
  "raum_total": 186724518.0,
  "raum_discretionary": 186724518.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 2,
  "advisory_employees": 2,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 10748.0,
      "count": null,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 16128117.0,
      "count": 82
    },
    "state_municipal": {
      "raum": 30361185.0,
      "count": 6
    },
    "high_net_worth_individuals": {
      "raum": 140224468.0,
      "count": 71
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "KY"
  ],
  "websites": [],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/289163",
  "city_as_filed": "LEXINGTON",
  "url": "https://advisorcensus.com/firm/wealth-management-of-the-bluegrass-llc-lexington-ky-289163",
  "display_name": "Wealth Management of the Bluegrass, LLC.",
  "summary": "Wealth Management of the Bluegrass, LLC. is an SEC-registered investment advisory firm in Lexington, KY, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 20, 2026.",
  "citation": "AdvisorCensus. Wealth Management of the Bluegrass, LLC. (CRD 289163): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Wealth Management of the Bluegrass, LLC. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Wealth Management of the Bluegrass, LLC. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is Wealth Management of the Bluegrass, LLC. located?",
      "a": "Wealth Management of the Bluegrass, LLC.'s principal office is in Lexington, KY, according to its Form ADV."
    },
    {
      "q": "Is Wealth Management of the Bluegrass, LLC. registered with the SEC or a state?",
      "a": "Wealth Management of the Bluegrass, LLC. is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 289163."
    },
    {
      "q": "How much does Wealth Management of the Bluegrass, LLC. manage?",
      "a": "Wealth Management of the Bluegrass, LLC. reports $186,724,518 in regulatory assets under management in its Form ADV filing dated March 20, 2026 (100% discretionary)."
    },
    {
      "q": "How have Wealth Management of the Bluegrass, LLC.'s assets and staff changed since 2023?",
      "a": "In the Form ADV data for Wealth Management of the Bluegrass, LLC.: Regulatory assets under management: $117,856,962 in the October 2023 data and $186,724,518 in the October 2026 data, up 58%. Total employees: 2 in October 2023 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Wealth Management of the Bluegrass, LLC. serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (82); high net worth individuals (71); state or municipal government entities (including government pension plans) (6)."
    },
    {
      "q": "Which custodians does Wealth Management of the Bluegrass, LLC. use?",
      "a": "Wealth Management of the Bluegrass, LLC.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Wealth Management of the Bluegrass, LLC. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/289163"
    },
    {
      "q": "Does Wealth Management of the Bluegrass, LLC. state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 20, 2026 says: \"There is no minimum account size to open and maintain an advisory account.\""
    },
    {
      "q": "What changed in Wealth Management of the Bluegrass, LLC.'s recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $167,449,228 to $186,724,518 (+12%)."
    }
  ],
  "filing_history": [
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 117856962.0,
      "total_employees": 2,
      "filing_date": "2023-03-30"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 142592568.0,
      "total_employees": 2,
      "filing_date": "2024-04-01"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 167449228.0,
      "total_employees": 2,
      "filing_date": "2025-03-20"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 186724518.0,
      "total_employees": 2,
      "filing_date": "2026-03-20"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $167,449,228 to $186,724,518 (+12%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 20, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "There is no minimum account size to open and maintain an advisory account."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 0.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "There is no minimum account size to open and maintain an advisory account."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/wealth-management-of-the-bluegrass-llc-lexington-ky-289163.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 82,
      "fewer_than_5": false,
      "raum": 16128117.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 71,
      "fewer_than_5": false,
      "raum": 140224468.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 10748.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 6,
      "fewer_than_5": false,
      "raum": 30361185.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/289163",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}