{ "crd_number": 309694, "slug": "wealth-management-advisors-ria-inc-windsor-co-309694", "primary_business_name": "WEALTH MANAGEMENT ADVISORS RIA, INC.", "legal_name": "WEALTH MANAGEMENT ADVISORS RIA, INC.", "dbas": [], "city": "Windsor", "state": "CO", "country": "United States", "cbsa_code": "24540", "metro": { "cbsa_code": "24540", "common_name": "Greeley", "msa_name": "Greeley, CO", "path": "/advisors/co/greeley" }, "registration_type": "state", "registration_status": "APPROVED", "registration_date": "2020-07-31", "years_registered": 6, "period": "2026-10-01", "filing_date": "2026-08-04", "carried_forward": false, "raum_total": 115171957.0, "raum_discretionary": 115171957.0, "raum_non_discretionary": 0.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 3, "advisory_employees": 2, "client_count_bucket": null, "clients_by_type": { "individuals": { "raum": 51243201.0, "count": 121 }, "high_net_worth_individuals": { "raum": 63928756.0, "count": 30 } }, "compensation_types": [ "fixed", "hourly", "other", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "portfolio_management_individuals", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 2, "states_registered": [ "CA", "CO", "LA", "TX" ], "websites": [ "https://facebook.com/wmawealth", "https://wealthmanagementadvisors.org" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/309694", "disclosure_items": [ { "item": "11.E(2)", "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?" }, { "item": "11.E(4)", "question": "Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?" } ], "city_as_filed": "WINDSOR", "url": "https://advisorcensus.com/firm/wealth-management-advisors-ria-inc-windsor-co-309694", "display_name": "Wealth Management Advisors RIA, Inc.", "summary": "Wealth Management Advisors RIA, Inc. is a state-registered investment advisory firm in Windsor, CO, registered since 2020, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 4, 2026.", "citation": "AdvisorCensus. Wealth Management Advisors RIA, Inc. (CRD 309694): Form ADV filing data as of October 2026.", "registration_type_label": "State-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Fixed fees (other than subscription fees)", "Other" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is Wealth Management Advisors RIA, Inc. compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Wealth Management Advisors RIA, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Wealth Management Advisors RIA, Inc. located?", "a": "Wealth Management Advisors RIA, Inc.'s principal office is in Windsor, CO, according to its Form ADV." }, { "q": "Is Wealth Management Advisors RIA, Inc. registered with the SEC or a state?", "a": "Wealth Management Advisors RIA, Inc. is a state-registered investment advisory firm, registered since 2020. Status as filed: APPROVED. CRD 309694." }, { "q": "How much does Wealth Management Advisors RIA, Inc. manage?", "a": "Wealth Management Advisors RIA, Inc. reports $115,171,957 in regulatory assets under management in its Form ADV filing dated August 4, 2026 (100% discretionary)." }, { "q": "What types of clients does Wealth Management Advisors RIA, Inc. serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (121); high net worth individuals (30)." }, { "q": "Does Wealth Management Advisors RIA, Inc. report any disciplinary disclosures?", "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation) and 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/309694" } ], "filing_history": [], "recent_changes": [], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/wealth-management-advisors-ria-inc-windsor-co-309694.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 121, "fewer_than_5": false, "raum": 51243201.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 30, "fewer_than_5": false, "raum": 63928756.0 } ], "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/309694", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }