# WBB Securities, LLC

> WBB Securities, LLC is a state-registered investment advisory firm in Cranford, NJ, registered since 2004, with no regulatory assets under management reported in its Form ADV filing dated June 22, 2026.

- CRD: 118440
- Filed as: WBB SECURITIES, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Cranford, NJ
- Filing period: October 2026
- Form ADV filing dated: June 22, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/118440
- AdvisorCensus page: https://advisorcensus.com/firm/wbb-securities-llc-cranford-nj-118440

## Quick answers

**How is WBB Securities, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), WBB Securities, LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is WBB Securities, LLC located?**
WBB Securities, LLC's principal office is in Cranford, NJ, according to its Form ADV.

**Is WBB Securities, LLC registered with the SEC or a state?**
WBB Securities, LLC is a state-registered investment advisory firm, registered since 2004. Status as filed: APPROVED. CRD 118440.

**Does WBB Securities, LLC report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/118440

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $0 |
| High net worth individuals | Fewer than 5 | $0 |
| Banking or thrift institutions | Fewer than 5 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $0 |
| Charitable organizations | Fewer than 5 | Not reported |
| State or municipal government entities (including government pension plans) | Fewer than 5 | Not reported |
| Other investment advisers | Fewer than 5 | Not reported |
| Insurance companies | Fewer than 5 | Not reported |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | Not reported |
| Corporations or other businesses not listed above | Fewer than 5 | Not reported |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2004 (22 years)
- Employees: 3 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, NJ
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/118440

### Websites listed on Form ADV (Item 1.I)
- wbbsec.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. WBB Securities, LLC (CRD 118440): Form ADV filing data as of October 2026.