# Wazee Street Capital Management LLC

> Wazee Street Capital Management LLC is an SEC-registered investment advisory firm in Greenwood Village, CO, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 29, 2026.

- CRD: 159165
- Filed as: WAZEE STREET CAPITAL MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Greenwood Village, CO
- Filing period: October 2026
- Form ADV filing dated: September 29, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/159165
- AdvisorCensus page: https://advisorcensus.com/firm/wazee-street-capital-management-llc-greenwood-village-co-159165

## Quick answers

**How is Wazee Street Capital Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Wazee Street Capital Management LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other.

**Where is Wazee Street Capital Management LLC located?**
Wazee Street Capital Management LLC's principal office is in Greenwood Village, CO, according to its Form ADV.

**Is Wazee Street Capital Management LLC registered with the SEC or a state?**
Wazee Street Capital Management LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 159165.

**How much does Wazee Street Capital Management LLC manage?**
Wazee Street Capital Management LLC reports $203,367,186 in regulatory assets under management in its Form ADV filing dated September 29, 2026 (100% discretionary).

**How have Wazee Street Capital Management LLC's assets and staff changed since 2021?**
In the Form ADV data for Wazee Street Capital Management LLC: Regulatory assets under management: $211,074,796 in the October 2021 data and $203,367,186 in the October 2026 data, down 4%. Total employees: 6 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Wazee Street Capital Management LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (4).

**Does Wazee Street Capital Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/159165

**What changed in Wazee Street Capital Management LLC's recent Form ADV filings?**
In the October 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees
- Other

### Regulatory assets under management (Item 5.F)
- Total: $203,367,186
- Discretionary: $203,367,186
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 4 | $203,367,186 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2021 (5 years)
- Employees: 4 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CO
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- wazeestreetcapital.com
- LinkedIn @wazee-street-capital-management

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $211,074,796 | 6 | June 29, 2021 |
| October 2022 | $184,723,209 | 6 | March 31, 2022 |
| October 2023 | $147,762,299 | 4 | May 12, 2023 |
| October 2024 | $145,900,170 | 4 | May 23, 2024 |
| October 2025 | $187,845,943 | 3 | April 23, 2025 |
| October 2026 | $203,367,186 | 4 | September 29, 2026 |

Regulatory assets under management: $211,074,796 in the October 2021 data and $203,367,186 in the October 2026 data, down 4%.
Total employees: 6 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Employees performing advisory functions went from 3 to 4.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Wazee Street Capital Management LLC (CRD 159165): Form ADV filing data as of October 2026.