{ "crd_number": 159165, "slug": "wazee-street-capital-management-llc-greenwood-village-co-159165", "primary_business_name": "WAZEE STREET CAPITAL MANAGEMENT LLC", "legal_name": "WAZEE STREET CAPITAL MANAGEMENT LLC", "dbas": [], "city": "Greenwood Village", "state": "CO", "country": "United States", "cbsa_code": "19740", "metro": { "cbsa_code": "19740", "common_name": "Denver", "msa_name": "Denver-Aurora-Centennial, CO", "path": "/advisors/co/denver" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2021-07-29", "years_registered": 5, "period": "2026-10-01", "filing_date": "2026-09-29", "carried_forward": false, "raum_total": 203367186.0, "raum_discretionary": 203367186.0, "raum_non_discretionary": 0.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 4, "advisory_employees": 4, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 203367186.0, "count": 4 } }, "compensation_types": [ "other", "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CO" ], "websites": [ "https://linkedin.com/company/wazee-street-capital-management", "https://wazeestreetcapital.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/159165", "city_as_filed": "GREENWOOD VILLAGE", "url": "https://advisorcensus.com/firm/wazee-street-capital-management-llc-greenwood-village-co-159165", "display_name": "Wazee Street Capital Management LLC", "summary": "Wazee Street Capital Management LLC is an SEC-registered investment advisory firm in Greenwood Village, CO, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 29, 2026.", "citation": "AdvisorCensus. Wazee Street Capital Management LLC (CRD 159165): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees", "Other" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Wazee Street Capital Management LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Wazee Street Capital Management LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Wazee Street Capital Management LLC located?", "a": "Wazee Street Capital Management LLC's principal office is in Greenwood Village, CO, according to its Form ADV." }, { "q": "Is Wazee Street Capital Management LLC registered with the SEC or a state?", "a": "Wazee Street Capital Management LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 159165." }, { "q": "How much does Wazee Street Capital Management LLC manage?", "a": "Wazee Street Capital Management LLC reports $203,367,186 in regulatory assets under management in its Form ADV filing dated September 29, 2026 (100% discretionary)." }, { "q": "How have Wazee Street Capital Management LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Wazee Street Capital Management LLC: Regulatory assets under management: $211,074,796 in the October 2021 data and $203,367,186 in the October 2026 data, down 4%. Total employees: 6 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Wazee Street Capital Management LLC serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (4)." }, { "q": "Does Wazee Street Capital Management LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/159165" }, { "q": "What changed in Wazee Street Capital Management LLC's recent Form ADV filings?", "a": "In the October 2026 filing data: Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 211074796.0, "total_employees": 6, "filing_date": "2021-06-29" }, { "period": "2022-10-01", "regulatory_assets_under_management": 184723209.0, "total_employees": 6, "filing_date": "2022-03-31" }, { "period": "2023-10-01", "regulatory_assets_under_management": 147762299.0, "total_employees": 4, "filing_date": "2023-05-12" }, { "period": "2024-10-01", "regulatory_assets_under_management": 145900170.0, "total_employees": 4, "filing_date": "2024-05-23" }, { "period": "2025-10-01", "regulatory_assets_under_management": 187845943.0, "total_employees": 3, "filing_date": "2025-04-23" }, { "period": "2026-10-01", "regulatory_assets_under_management": 203367186.0, "total_employees": 4, "filing_date": "2026-09-29" } ], "recent_changes": [ { "period": "2026-10-01", "period_label": "October 2026", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 3 to 4." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/wazee-street-capital-management-llc-greenwood-village-co-159165.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 4, "fewer_than_5": false, "raum": 203367186.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/159165", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }