# Waypoint Financial, LLC

> Waypoint Financial, LLC is a state-registered investment advisory firm, registered since 2016, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 10, 2026.

- CRD: 284021
- Filed as: WAYPOINT FINANCIAL, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Filing period: October 2026
- Form ADV filing dated: March 10, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/284021
- AdvisorCensus page: https://advisorcensus.com/firm/waypoint-financial-llc-284021

## Quick answers

**How is Waypoint Financial, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Waypoint Financial, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Waypoint Financial, LLC registered with the SEC or a state?**
Waypoint Financial, LLC is a state-registered investment advisory firm, registered since 2016. Status as filed: APPROVED. CRD 284021.

**How much does Waypoint Financial, LLC manage?**
Waypoint Financial, LLC reports $37,129,511 in regulatory assets under management in its Form ADV filing dated March 10, 2026 (99% discretionary).

**What types of clients does Waypoint Financial, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (50); high net worth individuals (10); pension and profit sharing plans (but not the plan participants or government pension plans) (1).

**Does Waypoint Financial, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/284021

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $37,129,511
- Discretionary: $36,722,001
- Non-discretionary: $407,510

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 50 | $17,019,813 |
| High net worth individuals | 10 | $19,702,188 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $407,510 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops
- Other

### Firm details
- Registered since: 2016 (10 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT, NJ, PA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- waypointfinancial.us
- Facebook @WFAdvisor
- LinkedIn @11060717

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Waypoint Financial, LLC (CRD 284021): Form ADV filing data as of October 2026.