# Wavvest Wealth

> Wavvest Wealth is an SEC-registered investment advisory firm in Chicago, IL, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated October 1, 2026.

- CRD: 332096
- Filed as: WAVVEST WEALTH
- Legal name: Wavvest Wealth LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Chicago, IL
- Filing period: October 2026
- Form ADV filing dated: October 1, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/332096
- AdvisorCensus page: https://advisorcensus.com/firm/wavvest-wealth-chicago-il-332096

## Quick answers

**How is Wavvest Wealth compensated?**
On its Form ADV (Item 5.E, October 2026), Wavvest Wealth reports these compensation arrangements: a percentage of assets under its management.

**How much does Wavvest Wealth charge?**
Its Form ADV Part 2A brochure dated May 6, 2026 states: Flat fee: up to $2,500 (optional self-preparation will or trust software-as-a-service (SaaS)…). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Wavvest Wealth located?**
Wavvest Wealth's principal office is in Chicago, IL, according to its Form ADV.

**Is Wavvest Wealth registered with the SEC or a state?**
Wavvest Wealth is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 332096.

**How much does Wavvest Wealth manage?**
Wavvest Wealth reports $339,850,200 in regulatory assets under management in its Form ADV filing dated October 1, 2026 (100% discretionary).

**How have Wavvest Wealth's assets and staff changed since 2024?**
In the Form ADV data for Wavvest Wealth: Regulatory assets under management: $745,303 in the October 2025 data and $339,850,200 in the October 2026 data, up 45499%. Total employees: 2 in October 2024 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Wavvest Wealth serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (110); individuals (other than high net worth individuals) (33); charitable organizations (1).

**Which custodians does Wavvest Wealth use?**
Wavvest Wealth's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Wavvest Wealth report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/332096

**What changed in Wavvest Wealth's recent Form ADV filings?**
In the October 2026 filing data: Employees performing advisory functions went from 3 to 5. Regulatory assets under management went from $268,451,319 to $339,850,200 (+27%). Registered or notice-filed in FL, IN, TX.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated May 6, 2026)

- Flat fee: up to $2,500 (optional self-preparation will or trust software-as-a-service (SaaS)…)

> This service is available at an additional flat fee of up to $2,500, which is paid directly by the client.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $339,850,200
- Discretionary: $339,850,200
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 33 | $3,691,324 |
| High net worth individuals | 110 | $334,825,863 |
| Charitable organizations | 1 | $1,333,013 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2024 (2 years)
- Employees: 6 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL, IL, IN, OH, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- wavvest.com
- LinkedIn @wavvest
- X @WavvestWealth

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | Not reported | 2 | July 16, 2024 |
| October 2025 | $745,303 | 2 | February 14, 2025 |
| October 2026 | $339,850,200 | 6 | October 1, 2026 |

Regulatory assets under management: $745,303 in the October 2025 data and $339,850,200 in the October 2026 data, up 45499%.
Total employees: 2 in October 2024 and 6 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Employees performing advisory functions went from 3 to 5.
- Regulatory assets under management went from $268,451,319 to $339,850,200 (+27%).
- Registered or notice-filed in FL, IN, TX.

### June 2026
- Employees performing advisory functions went from 2 to 3.
- Regulatory assets under management went from $3,242,488 to $268,451,319 (+8179%).
- Registered or notice-filed in CA, OH.

### April 2026
- Regulatory assets under management went from $745,303 to $3,242,488 (+335%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Wavvest Wealth (CRD 332096): Form ADV filing data as of October 2026.