# Waverley Wealth Management LLC

> Waverley Wealth Management LLC is an SEC-registered investment advisory firm in Mountain View, CA, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated January 23, 2026.

- CRD: 156023
- Filed as: WAVERLEY WEALTH MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Mountain View, CA
- Filing period: October 2026
- Form ADV filing dated: January 23, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/156023
- AdvisorCensus page: https://advisorcensus.com/firm/waverley-wealth-management-llc-mountain-view-ca-156023

## Quick answers

**How is Waverley Wealth Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Waverley Wealth Management LLC reports these compensation arrangements: a percentage of assets under its management.

**What does Waverley Wealth Management LLC's brochure say about its fees?**
Its Form ADV Part 2A brochure dated January 23, 2026 states: Up to $5,000,000: 1% a year; $5,000,000.01 to $10,000,000: 0.65% a year; Above $10,000,000.01: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Waverley Wealth Management LLC located?**
Waverley Wealth Management LLC's principal office is in Mountain View, CA, according to its Form ADV.

**Is Waverley Wealth Management LLC registered with the SEC or a state?**
Waverley Wealth Management LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 156023.

**How much does Waverley Wealth Management LLC manage?**
Waverley Wealth Management LLC reports $201,152,058 in regulatory assets under management in its Form ADV filing dated January 23, 2026 (100% discretionary).

**How have Waverley Wealth Management LLC's assets and staff changed since 2022?**
In the Form ADV data for Waverley Wealth Management LLC: Regulatory assets under management: $119,682,367 in the October 2022 data and $201,152,058 in the October 2026 data, up 68%. Total employees: 2 in October 2022 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Waverley Wealth Management LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (70); individuals (other than high net worth individuals) (44).

**Which custodians does Waverley Wealth Management LLC use?**
Waverley Wealth Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Waverley Wealth Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/156023

**Does Waverley Wealth Management LLC state an account minimum?**
Its Form ADV Part 2A brochure dated January 23, 2026 says: "Our firm requires a minimum account balance of $ 500,000 for our Comprehensive Portfolio Management service. Generally, this minimum account balance requirement is negotiable"

**What changed in Waverley Wealth Management LLC's recent Form ADV filings?**
In the February 2026 filing data: Regulatory assets under management went from $147,063,828 to $201,152,058 (+37%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated January 23, 2026)

- Up to $5,000,000: 1% a year
- $5,000,000.01 to $10,000,000: 0.65% a year
- Above $10,000,000.01: 0.5% a year

> Assets Under Management Annual Percentage of Assets Charge $0 to $5,000,000 1.00% $5,000,000.01 to $10,000,000 0.65% Over $10,000,000 0.50%

- Account minimum: $500,000 (the brochure says it may be waived or negotiated)

> Our firm requires a minimum account balance of $ 500,000 for our Comprehensive Portfolio Management service. Generally, this minimum account balance requirement is negotiable

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $201,152,058
- Discretionary: $201,152,058
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 44 | $19,090,514 |
| High net worth individuals | 70 | $182,061,544 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2022 (4 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- waverleywealth.com
- LinkedIn @waverley-wealth-management

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $119,682,367 | 2 | February 15, 2022 |
| October 2023 | $108,416,244 | 2 | January 11, 2023 |
| October 2024 | $121,761,745 | 2 | January 18, 2024 |
| October 2025 | $147,063,828 | 2 | January 21, 2025 |
| October 2026 | $201,152,058 | 2 | January 23, 2026 |

Regulatory assets under management: $119,682,367 in the October 2022 data and $201,152,058 in the October 2026 data, up 68%.
Total employees: 2 in October 2022 and 2 in October 2026.

## Changes in the filing (last 12 months)

### February 2026
- Regulatory assets under management went from $147,063,828 to $201,152,058 (+37%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Waverley Wealth Management LLC (CRD 156023): Form ADV filing data as of October 2026.