{
  "crd_number": 156023,
  "slug": "waverley-wealth-management-llc-mountain-view-ca-156023",
  "primary_business_name": "WAVERLEY WEALTH MANAGEMENT LLC",
  "legal_name": "WAVERLEY WEALTH MANAGEMENT LLC",
  "dbas": [],
  "city": "Mountain View",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "41940",
  "metro": {
    "cbsa_code": "41940",
    "common_name": "San Jose",
    "msa_name": "San Jose-Sunnyvale-Santa Clara, CA",
    "path": "/advisors/ca/san-jose"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2022-03-17",
  "years_registered": 4,
  "period": "2026-10-01",
  "filing_date": "2026-01-23",
  "carried_forward": false,
  "raum_total": 201152058.0,
  "raum_discretionary": 201152058.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 2,
  "advisory_employees": 2,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 19090514.0,
      "count": 44
    },
    "high_net_worth_individuals": {
      "raum": 182061544.0,
      "count": 70
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "TX"
  ],
  "websites": [
    "https://linkedin.com/company/waverley-wealth-management",
    "https://waverleywealth.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/156023",
  "city_as_filed": "MOUNTAIN VIEW",
  "url": "https://advisorcensus.com/firm/waverley-wealth-management-llc-mountain-view-ca-156023",
  "display_name": "Waverley Wealth Management LLC",
  "summary": "Waverley Wealth Management LLC is an SEC-registered investment advisory firm in Mountain View, CA, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated January 23, 2026.",
  "citation": "AdvisorCensus. Waverley Wealth Management LLC (CRD 156023): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Waverley Wealth Management LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Waverley Wealth Management LLC reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "What does Waverley Wealth Management LLC's brochure say about its fees?",
      "a": "Its Form ADV Part 2A brochure dated January 23, 2026 states: Up to $5,000,000: 1% a year; $5,000,000.01 to $10,000,000: 0.65% a year; Above $10,000,000.01: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Waverley Wealth Management LLC located?",
      "a": "Waverley Wealth Management LLC's principal office is in Mountain View, CA, according to its Form ADV."
    },
    {
      "q": "Is Waverley Wealth Management LLC registered with the SEC or a state?",
      "a": "Waverley Wealth Management LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 156023."
    },
    {
      "q": "How much does Waverley Wealth Management LLC manage?",
      "a": "Waverley Wealth Management LLC reports $201,152,058 in regulatory assets under management in its Form ADV filing dated January 23, 2026 (100% discretionary)."
    },
    {
      "q": "How have Waverley Wealth Management LLC's assets and staff changed since 2022?",
      "a": "In the Form ADV data for Waverley Wealth Management LLC: Regulatory assets under management: $119,682,367 in the October 2022 data and $201,152,058 in the October 2026 data, up 68%. Total employees: 2 in October 2022 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Waverley Wealth Management LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (70); individuals (other than high net worth individuals) (44)."
    },
    {
      "q": "Which custodians does Waverley Wealth Management LLC use?",
      "a": "Waverley Wealth Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Waverley Wealth Management LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/156023"
    },
    {
      "q": "Does Waverley Wealth Management LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated January 23, 2026 says: \"Our firm requires a minimum account balance of $ 500,000 for our Comprehensive Portfolio Management service. Generally, this minimum account balance requirement is negotiable\""
    },
    {
      "q": "What changed in Waverley Wealth Management LLC's recent Form ADV filings?",
      "a": "In the February 2026 filing data: Regulatory assets under management went from $147,063,828 to $201,152,058 (+37%)."
    }
  ],
  "filing_history": [
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 119682367.0,
      "total_employees": 2,
      "filing_date": "2022-02-15"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 108416244.0,
      "total_employees": 2,
      "filing_date": "2023-01-11"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 121761745.0,
      "total_employees": 2,
      "filing_date": "2024-01-18"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 147063828.0,
      "total_employees": 2,
      "filing_date": "2025-01-21"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 201152058.0,
      "total_employees": 2,
      "filing_date": "2026-01-23"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-02-01",
      "period_label": "February 2026",
      "notes": [
        "Regulatory assets under management went from $147,063,828 to $201,152,058 (+37%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated January 23, 2026",
    "tiers": [
      {
        "band": "Up to $5,000,000",
        "rate": "1%"
      },
      {
        "band": "$5,000,000.01 to $10,000,000",
        "rate": "0.65%"
      },
      {
        "band": "Above $10,000,000.01",
        "rate": "0.5%"
      }
    ],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$500,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Fee schedule",
        "statements": [
          "Up to $5,000,000: 1% a year",
          "$5,000,000.01 to $10,000,000: 0.65% a year",
          "Above $10,000,000.01: 0.5% a year"
        ],
        "quotes": [
          "Assets Under Management Annual Percentage of Assets Charge $0 to $5,000,000 1.00% $5,000,000.01 to $10,000,000 0.65% Over $10,000,000 0.50%"
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $500,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "Our firm requires a minimum account balance of $ 500,000 for our Comprehensive Portfolio Management service. Generally, this minimum account balance requirement is negotiable"
        ]
      }
    ],
    "quotes": [
      "Assets Under Management Annual Percentage of Assets Charge $0 to $5,000,000 1.00% $5,000,000.01 to $10,000,000 0.65% Over $10,000,000 0.50%",
      "Our firm requires a minimum account balance of $ 500,000 for our Comprehensive Portfolio Management service. Generally, this minimum account balance requirement is negotiable"
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/waverley-wealth-management-llc-mountain-view-ca-156023.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 44,
      "fewer_than_5": false,
      "raum": 19090514.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 70,
      "fewer_than_5": false,
      "raum": 182061544.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/156023",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}