# Wave Wealth Management, LLC

> Wave Wealth Management, LLC is an SEC-registered investment advisory firm in Frisco, TX, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 23, 2026.

- CRD: 285079
- Filed as: WAVE WEALTH MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Frisco, TX
- Filing period: October 2026
- Form ADV filing dated: February 23, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/285079
- AdvisorCensus page: https://advisorcensus.com/firm/wave-wealth-management-llc-frisco-tx-285079

## Quick answers

**How is Wave Wealth Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Wave Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**How much does Wave Wealth Management, LLC charge?**
Its Form ADV Part 2A brochure dated February 23, 2026 states: Subscription: $10,000 a year (ongoing, standalone financial planning services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Wave Wealth Management, LLC located?**
Wave Wealth Management, LLC's principal office is in Frisco, TX, according to its Form ADV.

**Is Wave Wealth Management, LLC registered with the SEC or a state?**
Wave Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 285079.

**How much does Wave Wealth Management, LLC manage?**
Wave Wealth Management, LLC reports $134,180,983 in regulatory assets under management in its Form ADV filing dated February 23, 2026 (100% discretionary).

**How have Wave Wealth Management, LLC's assets and staff changed since 2025?**
In the Form ADV data for Wave Wealth Management, LLC: Regulatory assets under management: $116,576,041 in the October 2025 data and $134,180,983 in the October 2026 data, up 15%. Total employees: 3 in October 2025 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Wave Wealth Management, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (62).

**Which custodians does Wave Wealth Management, LLC use?**
Wave Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Wave Wealth Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/285079

**Does Wave Wealth Management, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated February 23, 2026 says: "Wave Wealth generally does not impose a minimum size for establishing a relationship."

**What changed in Wave Wealth Management, LLC's recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $116,576,041 to $134,180,983 (+15%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated February 23, 2026)

- Account minimum: None

> Wave Wealth generally does not impose a minimum size for establishing a relationship.

- Subscription: $10,000 a year (ongoing, standalone financial planning services)

> Wave Wealth offers ongoing, standalone financial planning services for an annual fee ranging up to $10,000 a year.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $134,180,983
- Discretionary: $134,180,983
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $2,061,197 |
| High net worth individuals | 62 | $132,119,496 |
| Charitable organizations | Fewer than 5 | $290 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2024 (1 year)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: LA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- wavewealth.com
- wavewm.com
- Facebook @WAVEWEALTH
- LinkedIn @wavewealth
- X @wavewealth

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $116,576,041 | 3 | May 19, 2025 |
| October 2026 | $134,180,983 | 2 | February 23, 2026 |

Regulatory assets under management: $116,576,041 in the October 2025 data and $134,180,983 in the October 2026 data, up 15%.
Total employees: 3 in October 2025 and 2 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $116,576,041 to $134,180,983 (+15%).

### December 2025
- Employees performing advisory functions went from 1 to 2.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Wave Wealth Management, LLC (CRD 285079): Form ADV filing data as of October 2026.