# Watts Capital Partners LLC

> Watts Capital Partners LLC is an SEC-registered investment advisory firm, registered since 2013, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated September 9, 2026.

- CRD: 149049
- Filed as: WATTS CAPITAL PARTNERS LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: September 9, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/149049
- AdvisorCensus page: https://advisorcensus.com/firm/watts-capital-partners-llc-149049

## Quick answers

**How is Watts Capital Partners LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Watts Capital Partners LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Watts Capital Partners LLC registered with the SEC or a state?**
Watts Capital Partners LLC is an SEC-registered investment advisory firm, registered since 2013. Status as filed: Approved. CRD 149049.

**How much does Watts Capital Partners LLC manage?**
Watts Capital Partners LLC reports $74,997,513 in regulatory assets under management in its Form ADV filing dated September 9, 2026 (100% discretionary).

**How have Watts Capital Partners LLC's assets and staff changed since 2021?**
In the Form ADV data for Watts Capital Partners LLC: Regulatory assets under management: $87,300,000 in the October 2021 data and $74,997,513 in the October 2026 data, down 14%. Total employees: 6 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Watts Capital Partners LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (33); individuals (other than high net worth individuals) (32); corporations or other businesses not listed above (2).

**Which custodians does Watts Capital Partners LLC use?**
Watts Capital Partners LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Watts Capital Partners LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/149049

**What changed in Watts Capital Partners LLC's recent Form ADV filings?**
In the October 2026 filing data: Regulatory assets under management went from $65,105,454 to $74,997,513 (+15%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $74,997,513
- Discretionary: $74,997,513
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 32 | $7,076,846 |
| High net worth individuals | 33 | $65,294,269 |
| Corporations or other businesses not listed above | 2 | $2,626,398 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2013 (12 years)
- Employees: 5 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- wattscapital.com
- Facebook facebook.com
- Instagram @watts_capital
- LinkedIn @watts-capital-partners
- Threads @watts_capital
- X @WattsCapital

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $87,300,000 | 6 | June 25, 2021 |
| October 2022 | $94,000,000 | 6 | March 30, 2022 |
| October 2023 | $116,830,000 | 6 | August 14, 2023 |
| October 2024 | $100,038,726 | 5 | June 21, 2024 |
| October 2025 | $72,938,892 | 5 | July 30, 2025 |
| October 2026 | $74,997,513 | 5 | September 9, 2026 |

Regulatory assets under management: $87,300,000 in the October 2021 data and $74,997,513 in the October 2026 data, down 14%.
Total employees: 6 in October 2021 and 5 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Regulatory assets under management went from $65,105,454 to $74,997,513 (+15%).
- Updated its list of owners and control persons (Schedule A).

### May 2026
- Regulatory assets under management went from $72,938,892 to $65,105,454 (-11%).

### February 2026
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Watts Capital Partners LLC (CRD 149049): Form ADV filing data as of October 2026.