{
  "crd_number": 160148,
  "slug": "waterstone-advisors-llc-160148",
  "primary_business_name": "WATERSTONE ADVISORS LLC",
  "legal_name": "WATERSTONE ADVISORS LLC",
  "dbas": [],
  "city": null,
  "state": null,
  "country": null,
  "cbsa_code": null,
  "metro": null,
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2012-08-16",
  "years_registered": 14,
  "period": "2026-10-01",
  "filing_date": "2026-03-19",
  "carried_forward": false,
  "raum_total": 12508079.0,
  "raum_discretionary": 12508079.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "under_25m",
  "raum_band_label": "Under $25 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "charitable": {
      "raum": 705176.0,
      "count": 2
    },
    "individuals": {
      "raum": 2594102.0,
      "count": 17
    },
    "other_investment_advisers": {
      "raum": 0.0,
      "count": 1
    },
    "high_net_worth_individuals": {
      "raum": 9208801.0,
      "count": 11
    }
  },
  "compensation_types": [
    "hourly",
    "other",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "other",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "MA"
  ],
  "websites": [
    "https://linkedin.com",
    "https://waterstoneadvisorsllc.com",
    "https://youtube.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/160148",
  "listing_state": "MA",
  "city_as_filed": null,
  "url": "https://advisorcensus.com/firm/waterstone-advisors-llc-160148",
  "display_name": "Waterstone Advisors LLC",
  "summary": "Waterstone Advisors LLC is a state-registered investment advisory firm, registered since 2012, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 19, 2026.",
  "citation": "AdvisorCensus. Waterstone Advisors LLC (CRD 160148): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Other"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Waterstone Advisors LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Waterstone Advisors LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; other."
    },
    {
      "q": "Is Waterstone Advisors LLC registered with the SEC or a state?",
      "a": "Waterstone Advisors LLC is a state-registered investment advisory firm, registered since 2012. Status as filed: APPROVED. CRD 160148."
    },
    {
      "q": "How much does Waterstone Advisors LLC manage?",
      "a": "Waterstone Advisors LLC reports $12,508,079 in regulatory assets under management in its Form ADV filing dated March 19, 2026 (100% discretionary)."
    },
    {
      "q": "What types of clients does Waterstone Advisors LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (17); high net worth individuals (11); charitable organizations (2)."
    },
    {
      "q": "Does Waterstone Advisors LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/160148"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/waterstone-advisors-llc-160148.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 17,
      "fewer_than_5": false,
      "raum": 2594102.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 11,
      "fewer_than_5": false,
      "raum": 9208801.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 2,
      "fewer_than_5": false,
      "raum": 705176.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 1,
      "fewer_than_5": false,
      "raum": 0.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/160148",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}