# Waters, James J.

> Waters, James J. is a state-registered investment advisory firm in 3508 Bayfair Place, FL, registered since 2023, reporting under $25 million in regulatory assets under management in its Form ADV filing dated February 21, 2023.

- CRD: 322885
- Filed as: WATERS, JAMES J.
- Legal name: James J. Waters
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: 3508 Bayfair Place, FL
- Filing period: October 2026
- Form ADV filing dated: February 21, 2023
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/322885
- AdvisorCensus page: https://advisorcensus.com/firm/waters-james-j-3508-bayfair-place-fl-322885

## Quick answers

**How is Waters, James J. compensated?**
On its Form ADV (Item 5.E, October 2026), Waters, James J. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Waters, James J. located?**
Waters, James J.'s principal office is in 3508 Bayfair Place, FL, according to its Form ADV.

**Is Waters, James J. registered with the SEC or a state?**
Waters, James J. is a state-registered investment advisory firm, registered since 2023. Status as filed: APPROVED. CRD 322885.

**How much does Waters, James J. manage?**
Waters, James J. reports $0 in regulatory assets under management in its Form ADV filing dated February 21, 2023.

**Does Waters, James J. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/322885

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $0
- Discretionary: $0
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2023 (3 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Waters, James J. (CRD 322885): Form ADV filing data as of October 2026.