# Watermill Institutional Trading LLC

> Watermill Institutional Trading LLC is a state-registered investment advisory firm in Jersey City, NJ, registered since 2025, with no regulatory assets under management reported in its Form ADV filing dated November 7, 2024.

- CRD: 150892
- Filed as: WATERMILL INSTITUTIONAL TRADING LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Jersey City, NJ
- Filing period: October 2026
- Form ADV filing dated: November 7, 2024
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/150892
- AdvisorCensus page: https://advisorcensus.com/firm/watermill-institutional-trading-llc-jersey-city-nj-150892

## Quick answers

**How is Watermill Institutional Trading LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Watermill Institutional Trading LLC reports these compensation arrangements: other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Watermill Institutional Trading LLC located?**
Watermill Institutional Trading LLC's principal office is in Jersey City, NJ, according to its Form ADV.

**Is Watermill Institutional Trading LLC registered with the SEC or a state?**
Watermill Institutional Trading LLC is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 150892.

**Does Watermill Institutional Trading LLC report any disciplinary disclosures?**
Reports 3 disclosure items on Form ADV Item 11: yes answers to 11.D(5) (another regulator's denial, suspension, or revocation of a registration or license, bar, or restriction), 11.E(2) (self-regulatory organization's finding of a rule violation), and 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/150892

## From the Form ADV filing

### Compensation (Item 5.E)
- Other

### Advisory services (Item 5.G)
- Other

### Firm details
- Registered since: 2025 (1 year)
- Employees: 20 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NJ
- Disclosures (Item 11): Reports 3 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(5): Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?
- 11.E(4): Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/150892

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Watermill Institutional Trading LLC (CRD 150892): Form ADV filing data as of October 2026.