# Watermark Group, Inc.

> Watermark Group, Inc. is an SEC-registered investment advisory firm in Princeton, NJ, registered since 1990, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated April 1, 2026.

- CRD: 108272
- Filed as: WATERMARK GROUP, INC.
- Also doing business as: THE WATERMARK GROUP
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Princeton, NJ
- Filing period: October 2026
- Form ADV filing dated: April 1, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/108272
- AdvisorCensus page: https://advisorcensus.com/firm/watermark-group-inc-princeton-nj-108272

## Quick answers

**How is Watermark Group, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Watermark Group, Inc. reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is Watermark Group, Inc. located?**
Watermark Group, Inc.'s principal office is in Princeton, NJ, according to its Form ADV.

**Is Watermark Group, Inc. registered with the SEC or a state?**
Watermark Group, Inc. is an SEC-registered investment advisory firm, registered since 1990. Status as filed: Approved. CRD 108272.

**How much does Watermark Group, Inc. manage?**
Watermark Group, Inc. reports $3,819,642,922 in regulatory assets under management in its Form ADV filing dated April 1, 2026 (100% discretionary).

**How have Watermark Group, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Watermark Group, Inc.: Regulatory assets under management: $2,284,132,441 in the October 2021 data and $3,819,642,922 in the October 2026 data, up 67%. Total employees: 5 in October 2021 and 22 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Watermark Group, Inc. serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (6).

**Does Watermark Group, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/108272

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $3,819,642,922
- Discretionary: $3,819,642,922
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 6 | $3,819,642,922 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 1990 (36 years)
- Employees: 22 total, 8 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NJ
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- parsecplus.com
- parsectrading.com
- watermarkgroup.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $2,284,132,441 | 5 | March 25, 2021 |
| October 2022 | $2,613,728,325 | 17 | March 25, 2022 |
| October 2023 | $2,599,231,832 | 20 | May 30, 2023 |
| October 2024 | $2,569,459,634 | 21 | June 14, 2024 |
| October 2025 | $4,103,405,664 | 21 | April 2, 2025 |
| October 2026 | $3,819,642,922 | 22 | April 1, 2026 |

Regulatory assets under management: $2,284,132,441 in the October 2021 data and $3,819,642,922 in the October 2026 data, up 67%.
Total employees: 5 in October 2021 and 22 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Watermark Group, Inc. (CRD 108272): Form ADV filing data as of October 2026.