# Wassaw Sound Management, LLC

> Wassaw Sound Management, LLC is an SEC-registered investment advisory firm in Savannah, GA, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 11, 2026.

- CRD: 299164
- Filed as: WASSAW SOUND MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Savannah, GA
- Filing period: October 2026
- Form ADV filing dated: March 11, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/299164
- AdvisorCensus page: https://advisorcensus.com/firm/wassaw-sound-management-llc-savannah-ga-299164

## Quick answers

**How is Wassaw Sound Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Wassaw Sound Management, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Wassaw Sound Management, LLC located?**
Wassaw Sound Management, LLC's principal office is in Savannah, GA, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Wassaw Sound Management, LLC registered with the SEC or a state?**
Wassaw Sound Management, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 299164.

**How much does Wassaw Sound Management, LLC manage?**
Wassaw Sound Management, LLC reports $122,700,000 in regulatory assets under management in its Form ADV filing dated March 11, 2026 (100% discretionary).

**How have Wassaw Sound Management, LLC's assets and staff changed since 2025?**
In the Form ADV data for Wassaw Sound Management, LLC: Regulatory assets under management: $112,300,000 in the October 2025 data and $122,700,000 in the October 2026 data, up 9%. Total employees: 3 in October 2025 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Wassaw Sound Management, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (9).

**Which custodians does Wassaw Sound Management, LLC use?**
Wassaw Sound Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity as a custodian holding 10% or more of its separately managed account assets.

**Does Wassaw Sound Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/299164

**Does Wassaw Sound Management, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 11, 2026 says: "There is generally a minimum account size of $5,000,000 to open and maintain an advisory account, however WSM has the discretion to waive the minimum"

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 11, 2026)

- Account minimum: $5,000,000 (the brochure says it may be waived or negotiated)

> There is generally a minimum account size of $5,000,000 to open and maintain an advisory account, however WSM has the discretion to waive the minimum

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Fidelity

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $122,700,000
- Discretionary: $122,700,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 9 | $105,000,000 |
| Charitable organizations | Fewer than 5 | $700,000 |
| Other | Fewer than 5 | $17,000,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2025 (1 year)
- Employees: 3 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: GA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Savannah, GA

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $112,300,000 | 3 | March 14, 2025 |
| October 2026 | $122,700,000 | 3 | March 11, 2026 |

Regulatory assets under management: $112,300,000 in the October 2025 data and $122,700,000 in the October 2026 data, up 9%.
Total employees: 3 in October 2025 and 3 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Wassaw Sound Management, LLC (CRD 299164): Form ADV filing data as of October 2026.