{
  "crd_number": 131689,
  "slug": "wasi-mill-valley-ca-131689",
  "primary_business_name": "WASI",
  "legal_name": "WESTERN ANNUITY SERVICES, INC.",
  "dbas": [],
  "city": "Mill Valley",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "41860",
  "metro": {
    "cbsa_code": "41860",
    "common_name": "San Francisco",
    "msa_name": "San Francisco-Oakland-Fremont, CA",
    "path": "/advisors/ca/san-francisco"
  },
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2012-01-05",
  "years_registered": 14,
  "period": "2026-10-01",
  "filing_date": "2026-06-28",
  "carried_forward": false,
  "raum_total": 70945905.0,
  "raum_discretionary": 0.0,
  "raum_non_discretionary": 70945905.0,
  "raum_band": "25m_100m",
  "raum_band_label": "$25 million to $100 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 70945905.0,
      "count": 445
    },
    "high_net_worth_individuals": {
      "raum": null,
      "count": null,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "periodicals_newsletters",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA"
  ],
  "websites": [
    "https://ewasi.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/131689",
  "city_as_filed": "MILL VALLEY",
  "url": "https://advisorcensus.com/firm/wasi-mill-valley-ca-131689",
  "display_name": "Wasi",
  "summary": "Wasi is a state-registered investment advisory firm in Mill Valley, CA, registered since 2012, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated June 28, 2026.",
  "citation": "AdvisorCensus. Wasi (CRD 131689): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Publication of periodicals or newsletters"
  ],
  "quick_answers": [
    {
      "q": "How is Wasi compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Wasi reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "Where is Wasi located?",
      "a": "Wasi's principal office is in Mill Valley, CA, according to its Form ADV."
    },
    {
      "q": "Is Wasi registered with the SEC or a state?",
      "a": "Wasi is a state-registered investment advisory firm, registered since 2012. Status as filed: APPROVED. CRD 131689."
    },
    {
      "q": "How much does Wasi manage?",
      "a": "Wasi reports $70,945,905 in regulatory assets under management in its Form ADV filing dated June 28, 2026 (0% discretionary)."
    },
    {
      "q": "What types of clients does Wasi serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (445)."
    },
    {
      "q": "Does Wasi report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/131689"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/wasi-mill-valley-ca-131689.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 445,
      "fewer_than_5": false,
      "raum": 70945905.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": null,
      "fewer_than_5": true,
      "raum": null
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/131689",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}