# Wasatch Advisors LP

> Wasatch Advisors LP is an SEC-registered investment advisory firm in Salt Lake City, UT, registered since 1975, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 16, 2026.

- CRD: 106081
- Filed as: WASATCH ADVISORS LP
- Also doing business as: WASATCH GLOBAL INVESTORS
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Salt Lake City, UT
- Filing period: October 2026
- Form ADV filing dated: March 16, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/106081
- AdvisorCensus page: https://advisorcensus.com/firm/wasatch-advisors-lp-salt-lake-city-ut-106081

## Quick answers

**How is Wasatch Advisors LP compensated?**
On its Form ADV (Item 5.E, October 2026), Wasatch Advisors LP reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Wasatch Advisors LP located?**
Wasatch Advisors LP's principal office is in Salt Lake City, UT, according to its Form ADV.

**Is Wasatch Advisors LP registered with the SEC or a state?**
Wasatch Advisors LP is an SEC-registered investment advisory firm, registered since 1975. Status as filed: Approved. CRD 106081.

**How much does Wasatch Advisors LP manage?**
Wasatch Advisors LP reports $23,346,360,707 in regulatory assets under management in its Form ADV filing dated March 16, 2026 (100% discretionary).

**How have Wasatch Advisors LP's assets and staff changed since 2021?**
In the Form ADV data for Wasatch Advisors LP: Regulatory assets under management: $32,248,952,977 in the October 2021 data and $23,346,360,707 in the October 2026 data, down 28%. Total employees: 86 in October 2021 and 96 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Wasatch Advisors LP serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (51); charitable organizations (50); corporations or other businesses not listed above (39).

**Which custodians does Wasatch Advisors LP use?**
Wasatch Advisors LP's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists BNY Mellon Capital Markets, LLC, Northern Trust Securities, Inc. and State Street Global Markets, LLC as custodians holding 10% or more of its separately managed account assets.

**Does Wasatch Advisors LP report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/106081

**What changed in Wasatch Advisors LP's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 48 to 41. Regulatory assets under management went from $27,916,763,225 to $23,346,360,707 (-16%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- BNY Mellon Capital Markets, LLC
- Northern Trust Securities, Inc.
- State Street Global Markets, LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $23,346,360,707
- Discretionary: $23,346,360,707
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 9 | $6,539,222 |
| High net worth individuals | 51 | $196,438,639 |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Investment companies | 23 | $9,215,974,010 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 15 | $5,598,638,572 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 22 | $1,041,793,003 |
| Charitable organizations | 50 | $644,531,960 |
| State or municipal government entities (including government pension plans) | 27 | $5,543,911,794 |
| Other investment advisers | 1 | $7,167,371 |
| Insurance companies | Fewer than 5 | $0 |
| Sovereign wealth funds and foreign official institutions | 2 | $870,902,536 |
| Corporations or other businesses not listed above | 39 | $220,463,600 |
| Other | Fewer than 5 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (and business development companies)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other

### Firm details
- Registered since: 1975 (50 years)
- Employees: 96 total, 41 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/106081

### Websites listed on Form ADV (Item 1.I)
- wasatchglobal.com
- LinkedIn @wasatchglobalinvestors
- X @WasatchGlobal

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $32,248,952,977 | 86 | March 26, 2021 |
| October 2022 | $39,493,239,726 | 86 | March 18, 2022 |
| October 2023 | $22,406,537,116 | 90 | May 5, 2023 |
| October 2024 | $26,663,066,907 | 90 | April 24, 2024 |
| October 2025 | $27,916,763,225 | 96 | March 13, 2025 |
| October 2026 | $23,346,360,707 | 96 | March 16, 2026 |

Regulatory assets under management: $32,248,952,977 in the October 2021 data and $23,346,360,707 in the October 2026 data, down 28%.
Total employees: 86 in October 2021 and 96 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 48 to 41.
- Regulatory assets under management went from $27,916,763,225 to $23,346,360,707 (-16%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Wasatch Advisors LP (CRD 106081): Form ADV filing data as of October 2026.