{ "crd_number": 226670, "slug": "warwick-investment-group-llc-oklahoma-city-ok-226670", "primary_business_name": "WARWICK INVESTMENT GROUP, LLC", "legal_name": "WARWICK INVESTMENT GROUP, LLC", "dbas": [], "city": "Oklahoma City", "state": "OK", "country": "United States", "cbsa_code": "36420", "metro": { "cbsa_code": "36420", "common_name": "Oklahoma City", "msa_name": "Oklahoma City, OK", "path": "/advisors/ok/oklahoma-city" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2015-05-15", "years_registered": 11, "period": "2026-10-01", "filing_date": "2026-08-10", "carried_forward": false, "raum_total": 2050487383.0, "raum_discretionary": 2050487383.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 82, "advisory_employees": 13, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 2050487383.0, "count": 5 } }, "compensation_types": [ "other", "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "OK" ], "websites": [ "https://linkedin.com/company/warwick-investment-group", "https://warwickinvestmentgroup.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/226670", "city_as_filed": "OKLAHOMA CITY", "url": "https://advisorcensus.com/firm/warwick-investment-group-llc-oklahoma-city-ok-226670", "display_name": "Warwick Investment Group, LLC", "summary": "Warwick Investment Group, LLC is an SEC-registered investment advisory firm in Oklahoma City, OK, registered since 2015, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated August 10, 2026.", "citation": "AdvisorCensus. Warwick Investment Group, LLC (CRD 226670): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees", "Other" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Warwick Investment Group, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Warwick Investment Group, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Warwick Investment Group, LLC located?", "a": "Warwick Investment Group, LLC's principal office is in Oklahoma City, OK, according to its Form ADV; the September 2026 filing also lists 3 other offices (Schedule D, Section 1.F)." }, { "q": "Is Warwick Investment Group, LLC registered with the SEC or a state?", "a": "Warwick Investment Group, LLC is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 226670." }, { "q": "How much does Warwick Investment Group, LLC manage?", "a": "Warwick Investment Group, LLC reports $2,050,487,383 in regulatory assets under management in its Form ADV filing dated August 10, 2026 (100% discretionary)." }, { "q": "How have Warwick Investment Group, LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Warwick Investment Group, LLC: Regulatory assets under management: $1,127,837,718 in the October 2021 data and $2,050,487,383 in the October 2026 data, up 82%. Total employees: 60 in October 2021 and 82 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Warwick Investment Group, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (5)." }, { "q": "Does Warwick Investment Group, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/226670" }, { "q": "What changed in Warwick Investment Group, LLC's recent Form ADV filings?", "a": "In the September 2026 filing data: Added an office in London. Added an office in New York, NY." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 1127837718.0, "total_employees": 60, "filing_date": "2021-09-24" }, { "period": "2022-10-01", "regulatory_assets_under_management": 1201197982.0, "total_employees": 70, "filing_date": "2022-07-05" }, { "period": "2023-10-01", "regulatory_assets_under_management": 1694357793.0, "total_employees": 70, "filing_date": "2023-06-20" }, { "period": "2024-10-01", "regulatory_assets_under_management": 1645926208.0, "total_employees": 76, "filing_date": "2024-03-28" }, { "period": "2025-10-01", "regulatory_assets_under_management": 1796193170.0, "total_employees": 76, "filing_date": "2025-03-31" }, { "period": "2026-10-01", "regulatory_assets_under_management": 2050487383.0, "total_employees": 82, "filing_date": "2026-08-10" } ], "recent_changes": [ { "period": "2026-09-01", "period_label": "September 2026", "notes": [ "Added an office in London.", "Added an office in New York, NY." ] }, { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 14 to 13.", "Regulatory assets under management went from $1,796,193,170 to $2,050,487,383 (+14%).", "No longer lists an office in Oklahoma City, OK." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/warwick-investment-group-llc-oklahoma-city-ok-226670.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 5, "fewer_than_5": false, "raum": 2050487383.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/226670", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }