# Warren Wealth Management & Tax Planning Inc.

> Warren Wealth Management & Tax Planning Inc. is a state-registered investment advisory firm in Louisville, KY, registered since 2020, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 12, 2026.

- CRD: 305992
- Filed as: WARREN WEALTH MANAGEMENT & TAX PLANNING INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Louisville, KY
- Filing period: October 2026
- Form ADV filing dated: March 12, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/305992
- AdvisorCensus page: https://advisorcensus.com/firm/warren-wealth-management-and-tax-planning-inc-louisville-ky-305992

## Quick answers

**How is Warren Wealth Management & Tax Planning Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Warren Wealth Management & Tax Planning Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Warren Wealth Management & Tax Planning Inc. located?**
Warren Wealth Management & Tax Planning Inc.'s principal office is in Louisville, KY, according to its Form ADV.

**Is Warren Wealth Management & Tax Planning Inc. registered with the SEC or a state?**
Warren Wealth Management & Tax Planning Inc. is a state-registered investment advisory firm, registered since 2020. Status as filed: APPROVED. CRD 305992.

**How much does Warren Wealth Management & Tax Planning Inc. manage?**
Warren Wealth Management & Tax Planning Inc. reports $31,300,000 in regulatory assets under management in its Form ADV filing dated March 12, 2026 (100% discretionary).

**What types of clients does Warren Wealth Management & Tax Planning Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (74); high net worth individuals (6).

**Does Warren Wealth Management & Tax Planning Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/305992

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $31,300,000
- Discretionary: $31,300,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 74 | $23,200,000 |
| High net worth individuals | 6 | $8,100,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2020 (6 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IN, KY, OH, TN
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [warren-wealth.com](https://warren-wealth.com)
- LinkedIn @warren-wealth-tax
- LinkedIn @marcus-warren-9a7563234
- YouTube @WarrenWealthManagement

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Warren Wealth Management & Tax Planning Inc. (CRD 305992): Form ADV filing data as of October 2026.