# Warren Financial Service

> Warren Financial Service is an exempt reporting adviser in Exton, PA, filing reports since 2023. Exempt reporting advisers do not report regulatory assets under management on Form ADV.

- CRD: 119066
- Filed as: WARREN FINANCIAL SERVICE
- Legal name: Warren Financial Service & Associates, Inc.
- Reporting status: Exempt reporting adviser (status as filed: ERA - Active)
- Location: Exton, PA
- Filing period: October 2026
- Form ADV filing dated: March 26, 2024
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/119066
- AdvisorCensus page: https://advisorcensus.com/firm/warren-financial-service-exton-pa-119066

## Quick answers

**Where is Warren Financial Service located?**
Warren Financial Service's principal office is in Exton, PA, according to its Form ADV.

**How does Warren Financial Service report to regulators?**
Warren Financial Service is an exempt reporting adviser, filing reports since 2023. Exempt reporting advisers file a shorter Form ADV. Status as filed: ERA - Active. CRD 119066.

**How have Warren Financial Service's assets and staff changed since 2021?**
In the Form ADV data for Warren Financial Service: Regulatory assets under management: $287,645,574 in the October 2021 data and $365,581,303 in the October 2022 data, up 27%. Total employees: 9 in October 2021 and 11 in October 2022. Assets under management move with markets as well as with clients coming and going.

**Does Warren Financial Service report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/119066

## From the Form ADV filing

### Firm details
- Reporting since: 2023 (3 years)
- Employees: Not reported total, Not reported performing advisory functions
- Wrap fee program participation: Not reported
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $287,645,574 | 9 | February 16, 2021 |
| October 2022 | $365,581,303 | 11 | August 3, 2022 |
| October 2023 | Not reported | Not reported | March 31, 2023 |
| October 2024 | Not reported | Not reported | March 26, 2024 |
| October 2025 | Not reported | Not reported | March 26, 2024 |
| October 2026 | Not reported | Not reported | March 26, 2024 |

Regulatory assets under management: $287,645,574 in the October 2021 data and $365,581,303 in the October 2022 data, up 27%.
Total employees: 9 in October 2021 and 11 in October 2022.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Warren Financial Service (CRD 119066): Form ADV filing data as of October 2026.