{
  "crd_number": 119066,
  "slug": "warren-financial-service-exton-pa-119066",
  "primary_business_name": "WARREN FINANCIAL SERVICE",
  "legal_name": "WARREN FINANCIAL SERVICE & ASSOCIATES, INC.",
  "dbas": [],
  "city": "Exton",
  "state": "PA",
  "country": "United States",
  "cbsa_code": "37980",
  "metro": {
    "cbsa_code": "37980",
    "common_name": "Philadelphia",
    "msa_name": "Philadelphia-Camden-Wilmington, PA-NJ-DE-MD",
    "path": "/advisors/pa/philadelphia"
  },
  "registration_type": "exempt",
  "registration_status": "ERA - Active",
  "registration_date": "2023-03-31",
  "years_registered": 3,
  "period": "2026-10-01",
  "filing_date": "2024-03-26",
  "carried_forward": false,
  "raum_total": null,
  "raum_discretionary": null,
  "raum_non_discretionary": null,
  "raum_band": "not_reported",
  "raum_band_label": "Not reported",
  "total_employees": null,
  "advisory_employees": null,
  "client_count_bucket": null,
  "clients_by_type": null,
  "compensation_types": [],
  "advisory_activities": [],
  "wrap_fee_participant": null,
  "disclosure_yes_count": 0,
  "states_registered": [],
  "websites": [],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/119066",
  "city_as_filed": "EXTON",
  "url": "https://advisorcensus.com/firm/warren-financial-service-exton-pa-119066",
  "display_name": "Warren Financial Service",
  "summary": "Warren Financial Service is an exempt reporting adviser in Exton, PA, filing reports since 2023. Exempt reporting advisers do not report regulatory assets under management on Form ADV.",
  "citation": "AdvisorCensus. Warren Financial Service (CRD 119066): Form ADV filing data as of October 2026.",
  "registration_type_label": "Exempt reporting adviser",
  "compensation_labels": [],
  "advisory_activity_labels": [],
  "quick_answers": [
    {
      "q": "Where is Warren Financial Service located?",
      "a": "Warren Financial Service's principal office is in Exton, PA, according to its Form ADV."
    },
    {
      "q": "How does Warren Financial Service report to regulators?",
      "a": "Warren Financial Service is an exempt reporting adviser, filing reports since 2023. Exempt reporting advisers file a shorter Form ADV. Status as filed: ERA - Active. CRD 119066."
    },
    {
      "q": "How have Warren Financial Service's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Warren Financial Service: Regulatory assets under management: $287,645,574 in the October 2021 data and $365,581,303 in the October 2022 data, up 27%. Total employees: 9 in October 2021 and 11 in October 2022. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "Does Warren Financial Service report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/119066"
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 287645574.0,
      "total_employees": 9,
      "filing_date": "2021-02-16"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 365581303.0,
      "total_employees": 11,
      "filing_date": "2022-08-03"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2023-03-31"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2024-03-26"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2024-03-26"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2024-03-26"
    }
  ],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/warren-financial-service-exton-pa-119066.md",
  "clients": [],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": false,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/119066",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}