# Warner Wealth

> Warner Wealth is an SEC-registered investment advisory firm in Madison, CT, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 29, 2026.

- CRD: 334877
- Filed as: WARNER WEALTH
- Legal name: Warner Group LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Madison, CT
- Filing period: October 2026
- Form ADV filing dated: September 29, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/334877
- AdvisorCensus page: https://advisorcensus.com/firm/warner-wealth-madison-ct-334877

## Quick answers

**How is Warner Wealth compensated?**
On its Form ADV (Item 5.E, October 2026), Warner Wealth reports these compensation arrangements: a percentage of assets under its management.

**How much does Warner Wealth charge?**
Its Form ADV Part 2A brochure dated July 8, 2026 states: Flat fee: $1,000 to $5,000 (Financial Plans). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Warner Wealth located?**
Warner Wealth's principal office is in Madison, CT, according to its Form ADV; the October 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Warner Wealth registered with the SEC or a state?**
Warner Wealth is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 334877.

**How much does Warner Wealth manage?**
Warner Wealth reports $458,494,742 in regulatory assets under management in its Form ADV filing dated September 29, 2026 (100% discretionary).

**How have Warner Wealth's assets and staff changed since 2025?**
In the Form ADV data for Warner Wealth: Regulatory assets under management: $0 in the October 2025 data and $458,494,742 in the October 2026 data. Total employees: 17 in October 2025 and 20 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Warner Wealth serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (409); high net worth individuals (330); pension and profit sharing plans (but not the plan participants or government pension plans) (13).

**Which custodians does Warner Wealth use?**
Warner Wealth's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists LPL Financial LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Warner Wealth report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/334877

**Does Warner Wealth state an account minimum?**
Its Form ADV Part 2A brochure dated July 8, 2026 says: "Warner Wealth does not impose a stated minimum fee or minimum portfolio value for starting or maintaining an investment advisory relationship."

**What changed in Warner Wealth's recent Form ADV filings?**
In the October 2026 filing data: Registered or notice-filed in GA. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated July 8, 2026)

- Account minimum: None

> Warner Wealth does not impose a stated minimum fee or minimum portfolio value for starting or maintaining an investment advisory relationship.

- Flat fee: $1,000 to $5,000 (Financial Plans)

> For one-time Financial Plans, Warner Wealth charges tiered billing from $1,000 to $5,000 depending on the complexity of the plan.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- LPL Financial LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $458,494,742
- Discretionary: $458,494,742
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 409 | $97,067,787 |
| High net worth individuals | 330 | $346,315,838 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 13 | $10,882,285 |
| Charitable organizations | Fewer than 5 | $995,505 |
| Corporations or other businesses not listed above | 6 | $3,233,327 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2025 (1 year)
- Employees: 20 total, 7 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CT, FL, GA, MA, ME, NC, NH, NJ, NY, PA, RI, SC, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the October 2026 filing
- Shelton, CT
- Winslow, ME

### Websites listed on Form ADV (Item 1.I)
- warnergroupct.com
- warnerwealthct.com
- warnerwm.com
- Facebook @WarnerWealthCT
- Instagram @warnerwealth
- LinkedIn @warnerwealthct

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $0 | 17 | June 6, 2025 |
| October 2026 | $458,494,742 | 20 | September 29, 2026 |

Regulatory assets under management: $0 in the October 2025 data and $458,494,742 in the October 2026 data.
Total employees: 17 in October 2025 and 20 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Registered or notice-filed in GA.
- Updated its list of owners and control persons (Schedule A).

### August 2026
- Item 11 disclosure answers changed: 0 yes answers, previously 1 (now no: 11.D(2)).
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Regulatory assets under management went from $362,848,230 to $458,494,742 (+26%).
- Employees performing advisory functions went from 5 to 7.
- Registered or notice-filed in VA.

### January 2026
- Registered or notice-filed in NC, SC.

### December 2025
- Regulatory assets under management went from $0 to $362,848,230.
- Added an office in Winslow, ME.
- Registered or notice-filed in CA, FL, MA, ME, NH, NJ, NY, PA, RI, TX.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Warner Wealth (CRD 334877): Form ADV filing data as of October 2026.