# Warlock Ltd.

> Warlock Ltd. is an exempt reporting adviser in Louisville, KY, filing reports since 2026. Exempt reporting advisers do not report regulatory assets under management on Form ADV.

- CRD: 342413
- Filed as: WARLOCK LTD.
- Reporting status: Exempt reporting adviser (status as filed: ERA - Active)
- Location: Louisville, KY
- Filing period: October 2026
- Form ADV filing dated: April 23, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/342413
- AdvisorCensus page: https://advisorcensus.com/firm/warlock-ltd-louisville-ky-342413

## Quick answers

**Where is Warlock Ltd. located?**
Warlock Ltd.'s principal office is in Louisville, KY, according to its Form ADV.

**How does Warlock Ltd. report to regulators?**
Warlock Ltd. is an exempt reporting adviser, filing reports since 2026. Exempt reporting advisers file a shorter Form ADV. Status as filed: ERA - Active. CRD 342413.

**Does Warlock Ltd. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/342413

**What changed in Warlock Ltd.'s recent Form ADV filings?**
In the May 2026 filing data: Began filing reports as an exempt reporting adviser.

## From the Form ADV filing

### Firm details
- Reporting since: 2026 (0 years)
- Employees: Not reported total, Not reported performing advisory functions
- Wrap fee program participation: Not reported
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Changes in the filing (last 12 months)

### May 2026
- Began filing reports as an exempt reporting adviser.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Warlock Ltd. (CRD 342413): Form ADV filing data as of October 2026.